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First Trust Multi Cap Value AlphaDEX Fund

41 hedge funds and large institutions have $37M invested in First Trust Multi Cap Value AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.02% less ownership

Funds ownership: 44.18%41.16% (-3%)

11% less funds holding

Funds holding: 4641 (-5)

12% less capital invested

Capital invested by funds: $42.3M → $37M (-$5.26M)

63% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 19

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
41
Holders Change
-5
Holders Change %
-10.87%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
19
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$6.34M -$996K -17,902 -14%
LPL Financial
2
LPL Financial
California
$4.87M +$2.28M +40,911 +89%
Bank of America
3
Bank of America
North Carolina
$4.72M +$454K +8,152 +11%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$2.82M -$2.1M -37,776 -43%
Morgan Stanley
5
Morgan Stanley
New York
$1.8M -$352K -6,328 -16%
DADC
6
D.A. Davidson & Co
Montana
$1.6M -$26.9K -483 -2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.53M +$818K +14,700 +118%
AG
8
Advisor Group
Arizona
$1.52M -$129K -2,317 -8%
Wells Fargo
9
Wells Fargo
California
$1.4M +$491K +8,829 +55%
KWM
10
Kingsview Wealth Management
Oregon
$1.22M +$2.5K +45 +0.2%
Jane Street
11
Jane Street
New York
$1.14M -$486K -8,737 -30%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.02M -$281K -5,054 -22%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$918K
HighTower Advisors
14
HighTower Advisors
Illinois
$782K -$53.3K -958 -6%
BFC
15
Bedel Financial Consulting
Indiana
$746K
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$684K -$1.2M -21,513 -64%
WI
17
Wintrust Investments
Illinois
$637K -$10.1K -182 -2%
RJA
18
Raymond James & Associates
Florida
$480K -$151K -2,719 -24%
CA
19
Cetera Advisors
Colorado
$441K
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$369K -$40.6K -730 -10%
PSF
21
Pacific Sun Financial
California
$363K -$16.7K -300 -5%
SFG
22
SNS Financial Group
Minnesota
$344K -$158K -2,832 -32%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$305K +$5.01K +90 +2%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$183K -$7.35K -132 -4%
Citigroup
25
Citigroup
New York
$169K

FAB Hedge Fund Activity: Q2 2018 in Review

41 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q2 2018, worth a combined $37M — down 12% from $42.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FAB and 2 opened new positions — a net loss of 5 holders — while 19 trimmed existing stakes and 7 added.

The largest buyer was LPL Financial, adding an estimated $2.28M. The largest seller was Goldman Sachs, exiting entirely with an estimated $2.44M sold.

  • 41 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q2 2018, down from 46 in Q1 2018.
  • Funds reported $37M of First Trust Multi Cap Value AlphaDEX Fund stock for Q2 2018, down 12% quarter-over-quarter.
  • 2 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q2 2018 and 7 closed out, a net change of -5 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q2 2018 was LPL Financial, an estimated $2.28M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q2 2018 was Goldman Sachs, an estimated $2.44M sold.

Based on aggregated 13F filings for Q2 2018.