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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

35 hedge funds and large institutions have $73.9M invested in First Trust Multi Cap Value AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
+1
Holders Change %
+2.94%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
18
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$4.64M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$2.43M
3
RJA
Raymond James & Associates
Florida
$1.61M
4
PFS
Prospera Financial Services
Texas
$577K
5
Morgan Stanley
Morgan Stanley
New York
$16.7M

Top Sellers

1
SAM
Stringer Asset Management
Tennessee
$5.66M
2
SI
Stephens Inc
Arkansas
$0
3
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$1.94M
4
VFS
VSR Financial Services
Kansas
$1.17M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$264K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16.7M +$520K +11,524 +3%
Wells Fargo
2
Wells Fargo
California
$12.5M +$462K +10,251 +4%
U
3
UBS
Switzerland
$8.68M +$230K +5,109 +3%
SAM
4
Stringer Asset Management
Tennessee
$5.66M -$8.69M -192,760 -61%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.64M +$3.56M +78,973 +330%
IH
6
IFC Holdings
Florida
$3.2M +$247K +5,479 +8%
LPL Financial
7
LPL Financial
California
$2.91M +$273K +6,137 +10%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.43M +$2.43M +53,924 New
Ameriprise
9
Ameriprise
Minnesota
$2.35M +$67.1K +1,488 +3%
Bank of America
10
Bank of America
North Carolina
$2.32M -$83K -1,841 -3%
JPMorgan Chase & Co
11
JPMorgan Chase & Co
New York
$1.94M -$267K -5,914 -12%
RJA
12
Raymond James & Associates
Florida
$1.61M +$645K +14,299 +67%
VFS
13
VSR Financial Services
Kansas
$1.17M -$192K -4,249 -14%
CA
14
Cetera Advisors
Colorado
$1.11M +$24.6K +544 +2%
CFA
15
Cahill Financial Advisors
Minnesota
$919K +$32.4K +718 +4%
Stifel Financial
16
Stifel Financial
Missouri
$798K -$4.55K -101 -0.6%
TH
17
Timber Hill
Connecticut
$796K – – –
PFS
18
Prospera Financial Services
Texas
$577K +$577K +13,301 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$553K +$131K +2,898 +31%
SFG
20
SNS Financial Group
Minnesota
$485K +$81K +1,794 +20%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$335K +$3.16K +70 +1%
SSWM
22
Sheets Smith Wealth Management
North Carolina
$332K – – –
BRWA
23
B. Riley Wealth Advisors
Florida
$327K -$103K -2,272 -24%
NPC
24
National Planning Corporation
California
$304K +$18.7K +416 +7%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$264K -$105K -2,320 -28%
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