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First Trust Multi Cap Value AlphaDEX Fund

40 hedge funds and large institutions have $63.2M invested in First Trust Multi Cap Value AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

6.48% more ownership

Funds ownership: 42.1%48.58% (+6.5%)

5% more capital invested

Capital invested by funds: $60.1M → $63.2M (+$3.15M)

3% more funds holding

Funds holding: 3940 (+1)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
13
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$7.51M +$5.49M +129,438 +225%
UBS Group
2
UBS Group
Switzerland
$7.13M -$457K -10,774 -6%
Morgan Stanley
3
Morgan Stanley
New York
$6.49M -$9.65M -227,609 -59%
Jane Street
4
Jane Street
New York
$5.35M +$5.07M +119,437 +1,013%
CS
5
Credit Suisse
Switzerland
$4.65M +$3.16M +74,580 +189%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.43M -$61.2K -1,442 -1%
Goldman Sachs
7
Goldman Sachs
New York
$4.25M
JP Morgan Chase
8
JP Morgan Chase
New York
$3.27M -$48.8K -1,150 -1%
IH
9
IFC Holdings
Florida
$3.16M -$102K -2,411 -3%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.86M +$1.92M +45,250 +181%
Wells Fargo
11
Wells Fargo
California
$2.82M +$1.03M +24,193 +54%
RJA
12
Raymond James & Associates
Florida
$1.52M +$748K +17,631 +90%
Ameriprise
13
Ameriprise
Minnesota
$1.31M -$54.8K -1,292 -4%
Bank of America
14
Bank of America
North Carolina
$1.21M -$95.8K -2,260 -7%
HH
15
Hilltop Holdings
Texas
$1.03M
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$911K +$16.3K +385 +2%
VKH
17
Virtu KCG Holdings
New York
$727K -$349K -8,220 -32%
TH
18
Timber Hill
Connecticut
$718K -$55.9K -1,318 -7%
CA
19
Cetera Advisors
Colorado
$592K -$94.6K -2,231 -13%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$548K +$193K +4,547 +51%
SFG
21
SNS Financial Group
Minnesota
$539K -$5.47K -129 -1%
Stifel Financial
22
Stifel Financial
Missouri
$339K -$120K -2,837 -25%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$275K +$11.1K +261 +4%
BRWA
24
B. Riley Wealth Advisors
Florida
$274K -$8.48K -200 -3%
SPC
25
Sigma Planning Corp
Michigan
$209K +$6.11K +144 +3%

FAB Hedge Fund Activity: Q4 2015 in Review

40 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q4 2015, worth a combined $63.2M — up 5.2% from $60.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FAB positions and 4 closed out — a net gain of 1 holder — while 13 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $5.49M. The largest seller was Morgan Stanley, cutting an estimated $9.65M.

  • 40 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q4 2015, up from 39 in Q3 2015.
  • Funds reported $63.2M of First Trust Multi Cap Value AlphaDEX Fund stock for Q4 2015, up 5.2% quarter-over-quarter.
  • 5 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q4 2015 and 4 closed out, a net change of +1 holder.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $5.49M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q4 2015 was Morgan Stanley, an estimated $9.65M sold.

Based on aggregated 13F filings for Q4 2015.