We are live on ! Find out more
FAB icon

First Trust Multi Cap Value AlphaDEX Fund

40 hedge funds and large institutions have $65.8M invested in First Trust Multi Cap Value AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less funds holding

Funds holding: 4140 (-1)

9.17% less ownership

Funds ownership: 56.15%46.98% (-9.2%)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

28% less capital invested

Capital invested by funds: $91.8M → $65.8M (-$25.9M)

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$9.84M -$184K -2,578 -2%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$8.01M -$69.9K -981 -0.9%
Morgan Stanley
3
Morgan Stanley
New York
$7.36M -$15.5M -217,324 -67%
LPL Financial
4
LPL Financial
California
$4.3M -$3.63M -51,027 -45%
Wells Fargo
5
Wells Fargo
California
$4.18M -$6.53M -91,658 -61%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.66M +$1.28M +17,912 +52%
DADC
7
D.A. Davidson & Co
Montana
$3.38M +$65.3K +917 +2%
FTUS
8
Flow Traders U.S.
New York
$3.06M +$895K +12,567 +40%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.94M +$94.1K +1,321 +3%
UBS Group
10
UBS Group
Switzerland
$1.87M +$1.04M +14,611 +120%
Citadel Advisors
11
Citadel Advisors
Florida
$1.77M -$1.07M -15,091 -37%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.7M +$1.72M +24,221 New
Baird Financial Group
13
Baird Financial Group
Wisconsin
$1.4M -$2.49M -35,030 -64%
TRCT
14
Tower Research Capital (TRC)
New York
$1.24M +$1.26M +17,685 New
Goldman Sachs
15
Goldman Sachs
New York
$1.09M
CA
16
Cetera Advisors
Colorado
$1.04M +$212K +2,979 +25%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$871K -$79.9K -1,122 -8%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$792K -$217K -3,047 -21%
PAG
19
Private Advisor Group
New Jersey
$752K -$1.28M -17,925 -63%
Stifel Financial
20
Stifel Financial
Missouri
$739K -$403K -5,658 -35%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$739K +$17.7K +248 +2%
CIAS
22
Capital Investment Advisory Services
North Carolina
$653K +$104K +1,460 +19%
RJA
23
Raymond James & Associates
Florida
$570K +$16.5K +232 +3%
CBFP
24
Cedar Brook Financial Partners
Ohio
$515K -$42.7K -600 -8%
CAN
25
Cetera Advisor Networks
California
$500K -$187K -2,627 -27%

FAB Hedge Fund Activity: Q3 2021 in Review

40 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q3 2021, worth a combined $65.8M — down 28% from $91.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FAB and 5 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 14 added.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $1.72M. The largest seller was Morgan Stanley, cutting an estimated $15.5M.

  • 40 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q3 2021, down from 41 in Q2 2021.
  • Funds reported $65.8M of First Trust Multi Cap Value AlphaDEX Fund stock for Q3 2021, down 28% quarter-over-quarter.
  • 5 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q3 2021 and 6 closed out, a net change of -1 holder.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q3 2021 was Susquehanna International Group, an estimated $1.72M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q3 2021 was Morgan Stanley, an estimated $15.5M sold.

Based on aggregated 13F filings for Q3 2021.