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First Trust Multi Cap Value AlphaDEX Fund

33 hedge funds and large institutions have $38.5M invested in First Trust Multi Cap Value AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 16 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

3% more funds holding

Funds holding: 3233 (+1)

2.32% more ownership

Funds ownership: 44.25%46.56% (+2.3%)

1% more capital invested

Capital invested by funds: $38.1M → $38.5M (+$409K)

63% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 16

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
6
Reduced
16
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$11.4M -$252K -4,800 -2%
UBS Group
2
UBS Group
Switzerland
$4.47M -$69.4K -1,320 -2%
Bank of America
3
Bank of America
North Carolina
$4.46M +$200K +3,811 +5%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.91M +$1.89M +35,900 New
Morgan Stanley
5
Morgan Stanley
New York
$1.64M +$659K +12,524 +69%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.6M -$185K -3,510 -10%
Wells Fargo
7
Wells Fargo
California
$1.56M -$295K -5,606 -16%
AG
8
Advisor Group
Arizona
$1.5M +$76.2K +1,449 +5%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.17M -$307K -5,834 -21%
DADC
10
D.A. Davidson & Co
Montana
$1.07M -$29.8K -567 -3%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$936K +$1.26K +24 +0.1%
Citadel Advisors
12
Citadel Advisors
Florida
$932K -$439K -8,351 -32%
Jane Street
13
Jane Street
New York
$733K -$271K -5,160 -27%
BFC
14
Bedel Financial Consulting
Indiana
$709K
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$597K -$155K -2,951 -21%
RJA
16
Raymond James & Associates
Florida
$549K -$12.6K -239 -2%
CBFP
17
Cedar Brook Financial Partners
Ohio
$513K -$131K -2,493 -21%
WI
18
Wintrust Investments
Illinois
$387K -$10.8K -206 -3%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$367K +$70.7K +1,345 +24%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$351K -$60.5K -1,150 -15%
PSF
21
Pacific Sun Financial
California
$349K
CA
22
Cetera Advisors
Colorado
$314K +$210 +4 +0.1%
HighTower Advisors
23
HighTower Advisors
Illinois
$298K -$12.2K -232 -4%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$183K
Citigroup
25
Citigroup
New York
$160K

FAB Hedge Fund Activity: Q3 2019 in Review

33 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q3 2019, worth a combined $38.5M — up 1.1% from $38.1M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FAB positions and 2 closed out — a net gain of 1 holder — while 6 added to existing stakes and 16 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $1.89M. The largest seller was Citadel Advisors, cutting an estimated $439K.

  • 33 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q3 2019, up from 32 in Q2 2019.
  • Funds reported $38.5M of First Trust Multi Cap Value AlphaDEX Fund stock for Q3 2019, up 1.1% quarter-over-quarter.
  • 3 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q3 2019 and 2 closed out, a net change of +1 holder.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q3 2019 was Susquehanna International Group, an estimated $1.89M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q3 2019 was Citadel Advisors, an estimated $439K sold.

Based on aggregated 13F filings for Q3 2019.