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First Trust Multi Cap Value AlphaDEX Fund

39 hedge funds and large institutions have $79.5M invested in First Trust Multi Cap Value AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

11% more funds holding

Funds holding: 3539 (+4)

8% more capital invested

Capital invested by funds: $73.9M → $79.5M (+$5.65M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.72% less ownership

Funds ownership: 42.58%41.86% (-0.72%)

Holders
39
Holders Change
+4
Holders Change %
+11.43%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
18
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.7M +$6.05M +131,602 +35%
UBS Group
2
UBS Group
Switzerland
$9.03M +$8.77M +190,967 New
Wells Fargo
3
Wells Fargo
California
$7.97M -$4.99M -108,531 -39%
SAM
4
Stringer Asset Management
Tennessee
$6.92M +$965K +21,012 +17%
IH
5
IFC Holdings
Florida
$3.47M +$88.8K +1,934 +3%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$3.33M +$758K +16,504 +31%
LPL Financial
7
LPL Financial
California
$3.2M +$111K +2,412 +4%
RJA
8
Raymond James & Associates
Florida
$2.75M +$1.03M +22,499 +63%
Ameriprise
9
Ameriprise
Minnesota
$2.27M -$178K -3,879 -7%
JP Morgan Chase
10
JP Morgan Chase
New York
$1.99M -$44.4K -967 -2%
Bank of America
11
Bank of America
North Carolina
$1.89M -$529K -11,514 -22%
CS
12
Credit Suisse
Switzerland
$1.55M +$1.27M +27,580 +521%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.09M -$3.67M -79,857 -78%
CA
14
Cetera Advisors
Colorado
$1.07M -$83.1K -1,810 -7%
CFA
15
Cahill Financial Advisors
Minnesota
$964K +$735 +16 +0.1%
Stifel Financial
16
Stifel Financial
Missouri
$962K +$122K +2,646 +15%
AIG
17
American International Group
New York
$891K +$785K +17,083 +967%
TH
18
Timber Hill
Connecticut
$835K
SFG
19
SNS Financial Group
Minnesota
$680K +$167K +3,639 +34%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$653K +$71.3K +1,553 +13%
ATC
21
Argent Trust Co
Tennessee
$650K +$632K +13,756 New
PFS
22
Prospera Financial Services
Texas
$642K +$12.6K +274 +2%
VFS
23
VSR Financial Services
Kansas
$449K -$753K -16,386 -63%
NPC
24
National Planning Corporation
California
$345K +$34.2K +744 +11%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$336K -$14.4K -313 -4%

FAB Hedge Fund Activity: Q4 2014 in Review

39 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q4 2014, worth a combined $79.5M — up 7.6% from $73.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FAB positions and 2 closed out — a net gain of 5 holders — while 18 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.05M. The largest seller was Wells Fargo, cutting an estimated $4.99M.

  • 39 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q4 2014, up from 35 in Q3 2014.
  • Funds reported $79.5M of First Trust Multi Cap Value AlphaDEX Fund stock for Q4 2014, up 7.6% quarter-over-quarter.
  • 7 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q4 2014 and 2 closed out, a net change of +5 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q4 2014 was Morgan Stanley, an estimated $6.05M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q4 2014 was Wells Fargo, an estimated $4.99M sold.

Based on aggregated 13F filings for Q4 2014.