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First Trust Multi Cap Value AlphaDEX Fund

40 hedge funds and large institutions have $40M invested in First Trust Multi Cap Value AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $37M → $40M (+$3.01M)

2.35% more ownership

Funds ownership: 41.16%43.51% (+2.4%)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

2% less funds holding

Funds holding: 4140 (-1)

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$7.81M +$2.82M +49,074 +57%
UBS Group
2
UBS Group
Switzerland
$5.84M -$646K -11,230 -10%
Bank of America
3
Bank of America
North Carolina
$4.93M +$89.9K +1,563 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$2.63M -$255K -4,432 -9%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.49M +$1.79M +31,091 +256%
Morgan Stanley
6
Morgan Stanley
New York
$1.8M -$45.5K -791 -2%
AG
7
Advisor Group
Arizona
$1.56M -$2.76K -48 -0.2%
Wells Fargo
8
Wells Fargo
California
$1.55M +$125K +2,173 +9%
DADC
9
D.A. Davidson & Co
Montana
$1.45M -$187K -3,254 -11%
Jane Street
10
Jane Street
New York
$1.42M +$250K +4,343 +21%
KWM
11
Kingsview Wealth Management
Oregon
$1.26M +$6.21K +108 +0.5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$998K -$48.5K -843 -5%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$877K -$685K -11,909 -44%
HighTower Advisors
14
HighTower Advisors
Illinois
$770K -$29.4K -511 -4%
BFC
15
Bedel Financial Consulting
Indiana
$731K
RJA
16
Raymond James & Associates
Florida
$576K +$84.7K +1,472 +17%
CA
17
Cetera Advisors
Colorado
$495K +$40.4K +702 +9%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$481K -$486K -8,454 -50%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$364K -$14.4K -250 -4%
WI
20
Wintrust Investments
Illinois
$353K -$299K -5,191 -46%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$301K -$10.9K -190 -4%
SFG
22
SNS Financial Group
Minnesota
$285K -$66.8K -1,162 -19%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$187K +$58 +1 +0%
Citigroup
24
Citigroup
New York
$172K
WSTAM
25
Wilbanks Smith & Thomas Asset Management
Virginia
$167K +$167K +2,910 New

FAB Hedge Fund Activity: Q3 2018 in Review

40 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q3 2018, worth a combined $40M — up 8.1% from $37M a quarter earlier.

Fund positioning in FAB was balanced in Q3 2018: 3 funds opened new positions, 3 closed out, 11 added to existing stakes and 14 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.82M. The largest seller was Royal Bank of Canada, cutting an estimated $685K.

  • 40 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q3 2018, down from 41 in Q2 2018.
  • Funds reported $40M of First Trust Multi Cap Value AlphaDEX Fund stock for Q3 2018, up 8.1% quarter-over-quarter.
  • 3 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q3 2018 and 3 closed out, a net change of 0 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q3 2018 was LPL Financial, an estimated $2.82M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q3 2018 was Royal Bank of Canada, an estimated $685K sold.

Based on aggregated 13F filings for Q3 2018.