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First Trust Multi Cap Value AlphaDEX Fund

60 hedge funds and large institutions have $104M invested in First Trust Multi Cap Value AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

12% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 17

9% more funds holding

Funds holding: 5560 (+5)

8% more capital invested

Capital invested by funds: $96.1M → $104M (+$7.73M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.7% less ownership

Funds ownership: 57.43%56.73% (-0.7%)

Holders
60
Holders Change
+5
Holders Change %
+9.09%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
19
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$11.3M -$297K -4,358 -3%
LPL Financial
2
LPL Financial
California
$11M -$3.5M -51,304 -24%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$8.95M -$1.33M -19,523 -13%
Stifel Financial
4
Stifel Financial
Missouri
$8.33M +$5.91M +86,749 +253%
Morgan Stanley
5
Morgan Stanley
New York
$8.24M -$3.69M -54,190 -31%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$5.74M +$5.65M +82,898 +16,580%
KAS
7
Kestra Advisory Services
Texas
$5.63M +$5.57M +81,737 New
DADC
8
D.A. Davidson & Co
Montana
$4.24M +$3.8M +55,755 +942%
FAIM
9
Financial Advocates Investment Management
Washington
$3.97M +$3.93M +57,688 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$3.92M -$6.72M -98,590 -63%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.64M -$118K -1,727 -3%
6F
12
626 Financial
Michigan
$3.37M -$23.6K -347 -0.7%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$3.27M +$734K +10,771 +29%
Osaic Holdings
14
Osaic Holdings
Arizona
$3.01M -$210K -3,076 -7%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.68M +$698K +10,237 +36%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.77M +$137K +2,006 +8%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.29M -$73.9K -1,085 -5%
PA
18
PFG Advisors
Arizona
$960K -$15K -220 -2%
CIAS
19
Capital Investment Advisory Services
North Carolina
$911K +$42K +617 +5%
UBS Group
20
UBS Group
Switzerland
$806K +$216K +3,176 +37%
RJA
21
Raymond James & Associates
Florida
$784K -$301K -4,410 -28%
Goldman Sachs
22
Goldman Sachs
New York
$775K +$375K +5,505 +96%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$703K -$1.84K -27 -0.3%
IP
24
Ignite Planners
California
$680K
FH
25
FWG Holdings
Florida
$660K -$22.1K -324 -3%

FAB Hedge Fund Activity: Q4 2022 in Review

60 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q4 2022, worth a combined $104M — up 8% from $96.1M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FAB positions and 7 closed out — a net gain of 6 holders — while 19 added to existing stakes and 17 trimmed.

The largest buyer was Stifel Financial, adding an estimated $5.91M. The largest seller was AE Wealth Management, exiting entirely with an estimated $8.99M sold.

  • 60 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q4 2022, up from 55 in Q3 2022.
  • Funds reported $104M of First Trust Multi Cap Value AlphaDEX Fund stock for Q4 2022, up 8% quarter-over-quarter.
  • 13 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q4 2022 and 7 closed out, a net change of +6 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q4 2022 was Stifel Financial, an estimated $5.91M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q4 2022 was AE Wealth Management, an estimated $8.99M sold.

Based on aggregated 13F filings for Q4 2022.