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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

30 hedge funds and large institutions have $31.3M invested in First Trust Multi Cap Value AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
–
Holders Change %
0%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Goldman Sachs
Goldman Sachs
New York
$3.84M
2
KPWS
Kestra Private Wealth Services
Texas
$3.19M
3
Wells Fargo
Wells Fargo
California
$3.34M
4
CA
Cetera Advisors
Colorado
$1.14M
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$1.27M

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$348K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.7M
3
Bank of America
Bank of America
North Carolina
$2.76M
4
RJFSA
Raymond James Financial Services Advisors
Florida
$240K
5
LPL Financial
LPL Financial
California
$4.44M
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$4.44M -$388K -6,664 -8%
Goldman Sachs
2
Goldman Sachs
New York
$3.84M +$3.84M +65,822 New
Wells Fargo
3
Wells Fargo
California
$3.34M +$1.86M +31,948 +126%
KPWS
4
Kestra Private Wealth Services
Texas
$3.19M +$3.19M +54,934 New
Bank of America
5
Bank of America
North Carolina
$2.76M -$935K -16,045 -25%
Morgan Stanley
6
Morgan Stanley
New York
$2.11M +$215K +3,695 +11%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.7M -$1.12M -19,289 -40%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.27M +$598K +10,250 +89%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.15M +$9.56K +164 +0.8%
CA
10
Cetera Advisors
Colorado
$1.14M +$808K +13,861 +247%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$746K -$5.59K -96 -0.7%
KIG
12
Kowal Investment Group
Wisconsin
$675K +$675K +10,907 New
DADC
13
D.A. Davidson & Co
Montana
$629K +$4.61K +79 +0.7%
RJA
14
Raymond James & Associates
Florida
$535K +$18.3K +314 +4%
PAG
15
Private Advisor Group
New Jersey
$491K +$217K +3,717 +79%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$483K -$21.6K -371 -4%
UBS Group
17
UBS Group
Switzerland
$468K -$216K -3,704 -32%
CBFP
18
Cedar Brook Financial Partners
Ohio
$460K -$53.1K -911 -10%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$401K +$32.9K +564 +9%
AWE
20
Avidian Wealth Enterprises
Texas
$396K +$1.63K +28 +0.4%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$348K -$3.13M -53,874 -90%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$240K -$585K -10,044 -71%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$187K -$3.97K -68 -2%
Citigroup
24
Citigroup
New York
$87K – – –
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$58K – – –
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