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First Trust Multi Cap Value AlphaDEX Fund

30 hedge funds and large institutions have $31.3M invested in First Trust Multi Cap Value AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more capital invested

Capital invested by funds: $21.2M → $31.3M (+$10M)

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

1.39% more ownership

Funds ownership: 41.48%42.87% (+1.4%)

0% more funds holding

Funds holding: 3030 (0)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.44M -$358K -6,664 -8%
Goldman Sachs
2
Goldman Sachs
New York
$3.84M +$3.53M +65,822 New
Wells Fargo
3
Wells Fargo
California
$3.34M +$1.71M +31,948 +126%
KPWS
4
Kestra Private Wealth Services
Texas
$3.19M +$2.95M +54,934 New
Bank of America
5
Bank of America
North Carolina
$2.76M -$861K -16,045 -25%
Morgan Stanley
6
Morgan Stanley
New York
$2.11M +$198K +3,695 +11%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.7M -$1.04M -19,289 -40%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.27M +$550K +10,250 +89%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.15M +$8.8K +164 +0.8%
CA
10
Cetera Advisors
Colorado
$1.14M +$744K +13,861 +247%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$746K -$5.15K -96 -0.7%
KIG
12
Kowal Investment Group
Wisconsin
$675K +$585K +10,907 New
DADC
13
D.A. Davidson & Co
Montana
$629K +$4.24K +79 +0.7%
RJA
14
Raymond James & Associates
Florida
$535K +$16.8K +314 +4%
PAG
15
Private Advisor Group
New Jersey
$491K +$199K +3,717 +79%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$483K -$19.9K -371 -4%
UBS Group
17
UBS Group
Switzerland
$468K -$199K -3,704 -32%
CBFP
18
Cedar Brook Financial Partners
Ohio
$460K -$48.9K -911 -10%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$401K +$30.3K +564 +9%
AWE
20
Avidian Wealth Enterprises
Texas
$396K +$1.5K +28 +0.4%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$348K -$2.89M -53,874 -90%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$240K -$539K -10,044 -71%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$187K -$3.65K -68 -2%
Citigroup
24
Citigroup
New York
$87K
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$58K

FAB Hedge Fund Activity: Q4 2020 in Review

30 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q4 2020, worth a combined $31.3M — up 47% from $21.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FAB positions and 3 closed out — a net gain of 1 holder — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $3.53M. The largest seller was Susquehanna International Group, cutting an estimated $2.89M.

  • 30 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q4 2020, unchanged from Q3 2020.
  • Funds reported $31.3M of First Trust Multi Cap Value AlphaDEX Fund stock for Q4 2020, up 47% quarter-over-quarter.
  • 4 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q4 2020 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q4 2020 was Goldman Sachs, an estimated $3.53M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q4 2020 was Susquehanna International Group, an estimated $2.89M sold.

Based on aggregated 13F filings for Q4 2020.