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First Trust Multi Cap Value AlphaDEX Fund

55 hedge funds and large institutions have $96.1M invested in First Trust Multi Cap Value AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 22 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 14

2% more capital invested

Capital invested by funds: $94.2M → $96.1M (+$1.83M)

0.96% more ownership

Funds ownership: 56.47%57.43% (+0.96%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less funds holding

Funds holding: 5955 (-4)

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

Holders
55
Holders Change
-4
Holders Change %
-6.78%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
22
Reduced
14
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$12.9M +$890K +13,023 +7%
Morgan Stanley
2
Morgan Stanley
New York
$10.6M +$225K +3,287 +2%
Wells Fargo
3
Wells Fargo
California
$10.2M +$3.13M +45,766 +37%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.46M -$1.31M -19,193 -11%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$9.09M -$29.4K -431 -0.3%
AWM
6
AE Wealth Management
Kansas
$8.99M +$10.1M +147,764 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.32M +$1.51M +22,056 +68%
6F
8
626 Financial
Michigan
$3M -$5.36M -78,397 -61%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.85M -$1.04M -15,248 -25%
PAG
10
Private Advisor Group
New Jersey
$2.26M +$307K +4,496 +14%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$2.24M -$30.9K -452 -1%
Stifel Financial
12
Stifel Financial
Missouri
$2.08M +$705K +10,319 +43%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.74M -$181K -2,647 -8%
Jane Street
14
Jane Street
New York
$1.58M +$1.77M +25,977 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.45M +$54K +790 +3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.21M +$450K +6,586 +50%
Citadel Advisors
17
Citadel Advisors
Florida
$1.15M +$46.3K +677 +4%
RJA
18
Raymond James & Associates
Florida
$961K +$165K +2,420 +18%
PA
19
PFG Advisors
Arizona
$862K +$36.9K +540 +4%
TRCT
20
Tower Research Capital (TRC)
New York
$777K +$489K +7,161 +128%
CIAS
21
Capital Investment Advisory Services
North Carolina
$768K +$57.9K +848 +7%
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$623K -$29K -425 -4%
FH
23
FWG Holdings
Florida
$603K +$678K +9,919 New
IP
24
Ignite Planners
California
$564K +$616K +9,020 New
UBS Group
25
UBS Group
Switzerland
$519K +$107K +1,565 +22%

FAB Hedge Fund Activity: Q3 2022 in Review

55 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q3 2022, worth a combined $96.1M — up 1.9% from $94.2M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FAB and 8 opened new positions — a net loss of 4 holders — while 14 trimmed existing stakes and 22 added.

The largest buyer was AE Wealth Management, opening a new position worth an estimated $10.1M. The largest seller was 626 Financial, cutting an estimated $5.36M.

  • 55 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q3 2022, down from 59 in Q2 2022.
  • Funds reported $96.1M of First Trust Multi Cap Value AlphaDEX Fund stock for Q3 2022, up 1.9% quarter-over-quarter.
  • 8 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q3 2022 and 12 closed out, a net change of -4 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q3 2022 was AE Wealth Management, an estimated $10.1M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q3 2022 was 626 Financial, an estimated $5.36M sold.

Based on aggregated 13F filings for Q3 2022.