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First Trust Multi Cap Value AlphaDEX Fund

41 hedge funds and large institutions have $91.8M invested in First Trust Multi Cap Value AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 8

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

34% more capital invested

Capital invested by funds: $68.5M → $91.8M (+$23.3M)

5% more funds holding

Funds holding: 3941 (+2)

11.6% less ownership

Funds ownership: 67.75%56.15% (-12%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
41
Holders Change
+2
Holders Change %
+5.13%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
18
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.9M +$10.9M +151,973 +89%
Wells Fargo
2
Wells Fargo
California
$10.8M +$4.94M +68,655 +83%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$10.2M -$30.9K -429 -0.3%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$8.19M +$3.75M +52,046 +82%
LPL Financial
5
LPL Financial
California
$7.99M -$347K -4,828 -4%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$3.91M +$2.55M +35,373 +180%
DADC
7
D.A. Davidson & Co
Montana
$3.36M +$233K +3,240 +7%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.88M +$1.57M +21,831 +116%
Citadel Advisors
9
Citadel Advisors
Florida
$2.87M +$2.91M +40,364 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.44M +$725K +10,070 +42%
FTUS
11
Flow Traders U.S.
New York
$2.21M +$2.24M +31,141 New
PAG
12
Private Advisor Group
New Jersey
$2.04M +$1.41M +19,573 +216%
Stifel Financial
13
Stifel Financial
Missouri
$1.15M +$837K +11,624 +254%
Goldman Sachs
14
Goldman Sachs
New York
$1.11M
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.02M +$31.1K +432 +3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$963K -$49.3K -685 -5%
UBS Group
17
UBS Group
Switzerland
$863K +$396K +5,503 +83%
CA
18
Cetera Advisors
Colorado
$842K +$139K +1,929 +19%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$732K +$6.33K +88 +0.9%
CAN
20
Cetera Advisor Networks
California
$694K +$703K +9,770 New
CBFP
21
Cedar Brook Financial Partners
Ohio
$565K +$864 +12 +0.2%
RJA
22
Raymond James & Associates
Florida
$561K -$14.7K -204 -3%
CIAS
23
Capital Investment Advisory Services
North Carolina
$559K +$132K +1,835 +30%
LS
24
Leelyn Smith
Illinois
$530K +$537K +7,454 New
KIG
25
Kowal Investment Group
Wisconsin
$519K -$109K -1,518 -17%

FAB Hedge Fund Activity: Q2 2021 in Review

41 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q2 2021, worth a combined $91.8M — up 34% from $68.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FAB positions and 4 closed out — a net gain of 3 holders — while 18 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.9M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.87M sold.

  • 41 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q2 2021, up from 39 in Q1 2021.
  • Funds reported $91.8M of First Trust Multi Cap Value AlphaDEX Fund stock for Q2 2021, up 34% quarter-over-quarter.
  • 7 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q2 2021 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q2 2021 was Morgan Stanley, an estimated $10.9M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q2 2021 was Susquehanna International Group, an estimated $1.87M sold.

Based on aggregated 13F filings for Q2 2021.