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First Trust Multi Cap Value AlphaDEX Fund
FAB

30 hedge funds and large institutions have $21.2M invested in First Trust Multi Cap Value AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

10% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 10

3% more funds holding

Funds holding: 29 → 30 (+1)

3.03% more ownership

Funds ownership: 38.45% → 41.48% (+3%)

4% more capital invested

Capital invested by funds: $20.3M → $21.2M (+$899K)

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
10
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.47M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$833K
3
Morgan Stanley
Morgan Stanley
New York
+$381K
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$265K
5
Wells Fargo
Wells Fargo
California
+$110K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$1.1M
2
Osaic Holdings
Osaic Holdings
Arizona
-$525K
3
UBS Group
UBS Group
Switzerland
-$434K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$126K
5
Bank of America
Bank of America
North Carolina
-$95.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$3.85M -$1.1M -23,071 -22%
Bank of America
2
Bank of America
North Carolina
$2.94M -$95.7K -2,009 -3%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$2.82M +$1.47M +30,947 +107%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.25M +$833K +17,491 +56%
Morgan Stanley
5
Morgan Stanley
New York
$1.51M +$381K +8,010 +33%
Wells Fargo
6
Wells Fargo
California
$1.18M +$110K +2,302 +10%
Osaic Holdings
7
Osaic Holdings
Arizona
$907K -$525K -11,025 -36%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$658K -$126K -2,652 -16%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$599K -$56.6K -1,188 -8%
UBS Group
10
UBS Group
Switzerland
$546K -$434K -9,113 -44%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$535K +$265K +5,556 +93%
DADC
12
D.A. Davidson & Co
Montana
$498K – – –
RJA
13
Raymond James & Associates
Florida
$412K -$21K -440 -5%
CBFP
14
Cedar Brook Financial Partners
Ohio
$409K +$2K +42 +0.5%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$402K -$5.33K -112 -1%
AWE
16
Avidian Wealth Enterprises
Texas
$315K +$1.19K +25 +0.4%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$293K +$2.33K +49 +0.8%
CA
18
Cetera Advisors
Colorado
$260K +$143 +3 +0.1%
PSF
19
Pacific Sun Financial
California
$234K -$4.76K -100 -2%
PAG
20
Private Advisor Group
New Jersey
$219K +$667 +14 +0.3%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$152K – – –
Citigroup
22
Citigroup
New York
$71K – – –
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$46K -$5.1K -107 -10%
IA
24
IFP Advisors
Florida
$33K – – –
BFEC
25
Benjamin F. Edwards & Company
Missouri
$23K – – –
1
2

FAB Hedge Fund Activity: Q3 2020 in Review

30 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q3 2020, worth a combined $21.2M — up 4.4% from $20.3M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FAB positions and 2 closed out — a net gain of 1 holder — while 11 added to existing stakes and 10 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.47M. The largest seller was LPL Financial, cutting an estimated $1.1M.

  • 30 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q3 2020, up from 29 in Q2 2020.
  • Funds reported $21.2M of First Trust Multi Cap Value AlphaDEX Fund stock for Q3 2020, up 4.4% quarter-over-quarter.
  • 3 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q3 2020 and 2 closed out, a net change of +1 holder.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q3 2020 was Susquehanna International Group, an estimated $1.47M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q3 2020 was LPL Financial, an estimated $1.1M sold.

Based on aggregated 13F filings for Q3 2020.