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First Trust Multi Cap Value AlphaDEX Fund

50 hedge funds and large institutions have $88.8M invested in First Trust Multi Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 13

35% more capital invested

Capital invested by funds: $65.8M → $88.8M (+$23M)

25% more funds holding

Funds holding: 4050 (+10)

7.96% more ownership

Funds ownership: 46.98%54.94% (+8%)

Holders
50
Holders Change
+10
Holders Change %
+25%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
21
Reduced
13
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$12.6M +$3.88M +52,851 +46%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$10.7M +$101K +1,373 +1%
LPL Financial
3
LPL Financial
California
$9.07M +$4.35M +59,171 +96%
6F
4
626 Financial
Michigan
$8.17M +$7.99M +108,675 New
Wells Fargo
5
Wells Fargo
California
$7.39M +$2.83M +38,521 +65%
Morgan Stanley
6
Morgan Stanley
New York
$7.3M -$588K -8,001 -8%
Osaic Holdings
7
Osaic Holdings
Arizona
$4.26M +$1.08M +14,707 +35%
PAG
8
Private Advisor Group
New Jersey
$3.63M +$2.76M +37,573 +350%
DADC
9
D.A. Davidson & Co
Montana
$3.49M -$133K -1,806 -4%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.61M +$778K +10,586 +44%
Citadel Advisors
11
Citadel Advisors
Florida
$1.98M +$83.4K +1,135 +4%
Goldman Sachs
12
Goldman Sachs
New York
$1.6M +$415K +5,644 +36%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$1.49M -$8.96K -122 -0.6%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.47M -$2.4M -32,667 -63%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.02M +$164K +2,225 +20%
Stifel Financial
16
Stifel Financial
Missouri
$992K +$194K +2,637 +25%
PA
17
PFG Advisors
Arizona
$989K +$966K +13,145 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$944K +$9.19K +125 +1%
KAS
19
Kestra Advisory Services
Texas
$852K +$349K +4,751 +72%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$822K +$27.8K +378 +4%
CIAS
21
Capital Investment Advisory Services
North Carolina
$793K +$90.5K +1,231 +13%
CA
22
Cetera Advisors
Colorado
$714K -$392K -5,335 -36%
CBFP
23
Cedar Brook Financial Partners
Ohio
$602K +$47.8K +651 +9%
RJA
24
Raymond James & Associates
Florida
$600K -$11K -150 -2%
CAN
25
Cetera Advisor Networks
California
$594K +$55.3K +752 +11%

FAB Hedge Fund Activity: Q4 2021 in Review

50 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q4 2021, worth a combined $88.8M — up 35% from $65.8M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FAB positions and 0 closed out — a net gain of 10 holders — while 21 added to existing stakes and 13 trimmed.

The largest buyer was LPL Financial, adding an estimated $4.35M. The largest seller was Flow Traders U.S., cutting an estimated $2.85M.

  • 50 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q4 2021, up from 40 in Q3 2021.
  • Funds reported $88.8M of First Trust Multi Cap Value AlphaDEX Fund stock for Q4 2021, up 35% quarter-over-quarter.
  • 10 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q4 2021 and 0 closed out, a net change of +10 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q4 2021 was LPL Financial, an estimated $4.35M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q4 2021 was Flow Traders U.S., an estimated $2.85M sold.

Based on aggregated 13F filings for Q4 2021.