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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

39 hedge funds and large institutions have $68.5M invested in First Trust Multi Cap Value AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+9
Holders Change %
+30%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
11
Increased
14
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$11.8M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$9.91M
3
RJFSA
Raymond James Financial Services Advisors
Florida
$4.36M
4
LPL Financial
LPL Financial
California
$8.09M
5
DADC
D.A. Davidson & Co
Montana
$3.04M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
$1.08M
2
KPWS
Kestra Private Wealth Services
Texas
$0
3
Bank of America
Bank of America
North Carolina
$299K
4
CA
Cetera Advisors
Colorado
$684K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.67M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$11.8M +$9.26M +134,187 +370%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$9.91M +$8.4M +121,755 +559%
6F
3
626 Financial
Michigan
$9.13M +$9.13M +122,195 New
LPL Financial
4
LPL Financial
California
$8.09M +$2.83M +41,053 +54%
Wells Fargo
5
Wells Fargo
California
$5.71M +$1.76M +25,459 +44%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.36M +$4.08M +59,078 +1,433%
DADC
7
D.A. Davidson & Co
Montana
$3.04M +$2.3M +33,243 +308%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.87M +$1.46M +21,125 +353%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.67M -$344K -4,980 -17%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.36M +$1.36M +19,637 New
Osaic Holdings
11
Osaic Holdings
Arizona
$1.3M -$62K -898 -5%
Goldman Sachs
12
Goldman Sachs
New York
$1.08M -$3.46M -50,199 -76%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$983K +$99.4K +1,440 +11%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$961K +$486K +7,044 +102%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$705K +$133K +1,921 +23%
CA
16
Cetera Advisors
Colorado
$684K -$659K -9,550 -49%
PAG
17
Private Advisor Group
New Jersey
$627K +$45.2K +654 +8%
KIG
18
Kowal Investment Group
Wisconsin
$608K -$144K -2,092 -19%
RJA
19
Raymond James & Associates
Florida
$559K -$74.7K -1,083 -12%
CBFP
20
Cedar Brook Financial Partners
Ohio
$548K +$2.69K +39 +0.5%
AWE
21
Avidian Wealth Enterprises
Texas
$470K +$552 +8 +0.1%
UBS Group
22
UBS Group
Switzerland
$458K -$96.2K -1,395 -17%
CIAS
23
Capital Investment Advisory Services
North Carolina
$416K +$416K +6,025 New
HI
24
Harbour Investments
Wisconsin
$327K +$327K +4,731 New
Stifel Financial
25
Stifel Financial
Missouri
$316K +$316K +4,584 New
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