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First Trust Multi Cap Value AlphaDEX Fund

39 hedge funds and large institutions have $68.5M invested in First Trust Multi Cap Value AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

119% more capital invested

Capital invested by funds: $31.3M → $68.5M (+$37.3M)

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

30% more funds holding

Funds holding: 3039 (+9)

24.88% more ownership

Funds ownership: 42.87%67.75% (+25%)

Holders
39
Holders Change
+9
Holders Change %
+30%
% of All Funds
0.68%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
14
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.8M +$8.66M +134,187 +370%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$9.91M +$7.86M +121,755 +559%
6F
3
626 Financial
Michigan
$9.13M +$7.89M +122,195 New
LPL Financial
4
LPL Financial
California
$8.09M +$2.65M +41,053 +54%
Wells Fargo
5
Wells Fargo
California
$5.71M +$1.64M +25,459 +44%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.36M +$3.81M +59,078 +1,433%
DADC
7
D.A. Davidson & Co
Montana
$3.04M +$2.15M +33,243 +308%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.87M +$1.36M +21,125 +353%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.67M -$322K -4,980 -17%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.36M +$1.27M +19,637 New
Osaic Holdings
11
Osaic Holdings
Arizona
$1.29M -$58K -898 -5%
Goldman Sachs
12
Goldman Sachs
New York
$1.08M -$3.24M -50,199 -76%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$983K +$93K +1,440 +11%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$961K +$455K +7,044 +102%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$705K +$124K +1,921 +23%
CA
16
Cetera Advisors
Colorado
$684K -$617K -9,550 -49%
PAG
17
Private Advisor Group
New Jersey
$627K +$42.2K +654 +8%
KIG
18
Kowal Investment Group
Wisconsin
$608K -$135K -2,092 -19%
RJA
19
Raymond James & Associates
Florida
$559K -$69.9K -1,083 -12%
CBFP
20
Cedar Brook Financial Partners
Ohio
$548K +$2.52K +39 +0.5%
AWE
21
Avidian Wealth Enterprises
Texas
$470K +$516 +8 +0.1%
UBS Group
22
UBS Group
Switzerland
$458K -$90.1K -1,395 -17%
CIAS
23
Capital Investment Advisory Services
North Carolina
$416K +$389K +6,025 New
HI
24
Harbour Investments
Wisconsin
$327K +$305K +4,731 New
Stifel Financial
25
Stifel Financial
Missouri
$316K +$296K +4,584 New

FAB Hedge Fund Activity: Q1 2021 in Review

39 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q1 2021, worth a combined $68.5M — up 119% from $31.3M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FAB positions and 2 closed out — a net gain of 9 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.66M. The largest seller was Goldman Sachs, cutting an estimated $3.24M.

  • 39 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q1 2021, up from 30 in Q4 2020.
  • Funds reported $68.5M of First Trust Multi Cap Value AlphaDEX Fund stock for Q1 2021, up 119% quarter-over-quarter.
  • 11 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q1 2021 and 2 closed out, a net change of +9 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q1 2021 was Morgan Stanley, an estimated $8.66M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q1 2021 was Goldman Sachs, an estimated $3.24M sold.

Based on aggregated 13F filings for Q1 2021.