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First Trust Multi Cap Value AlphaDEX Fund

29 hedge funds and large institutions have $20.3M invested in First Trust Multi Cap Value AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

7.55% less ownership

Funds ownership: 45.99%38.45% (-7.5%)

8% less capital invested

Capital invested by funds: $22.2M → $20.3M (-$1.83M)

17% less funds holding

Funds holding: 3529 (-6)

63% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 16

67% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 9

Holders
29
Holders Change
-6
Holders Change %
-17.14%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
6
Reduced
16
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.87M -$291K -6,793 -6%
Bank of America
2
Bank of America
North Carolina
$3.01M +$749K +17,518 +37%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.43M -$235K -5,488 -15%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.4M -$168K -3,939 -11%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.33M -$1.69M -39,540 -58%
Morgan Stanley
6
Morgan Stanley
New York
$1.13M +$118K +2,753 +13%
Wells Fargo
7
Wells Fargo
California
$1.06M +$32.8K +766 +3%
UBS Group
8
UBS Group
Switzerland
$959K -$2.07M -48,308 -70%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$774K -$226K -5,277 -24%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$648K -$37.3K -871 -6%
DADC
11
D.A. Davidson & Co
Montana
$493K -$315K -7,365 -41%
RJA
12
Raymond James & Associates
Florida
$428K -$128 -3 -0%
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$404K +$91.7K +2,143 +32%
CBFP
14
Cedar Brook Financial Partners
Ohio
$403K -$13.6K -318 -3%
AWE
15
Avidian Wealth Enterprises
Texas
$310K +$1.16K +27 +0.4%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$288K -$2.22K -52 -0.8%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$274K +$255K +5,960 New
CA
18
Cetera Advisors
Colorado
$258K +$86 +2 +0%
PSF
19
Pacific Sun Financial
California
$236K -$36.4K -850 -14%
PAG
20
Private Advisor Group
New Jersey
$216K +$201K +4,696 New
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$151K -$6.67K -156 -5%
Citigroup
22
Citigroup
New York
$69K -$64.2K -1,500 -50%
CAN
23
Cetera Advisor Networks
California
$52K +$48.7K +1,139 New
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$51K
IA
25
IFP Advisors
Florida
$31K

FAB Hedge Fund Activity: Q2 2020 in Review

29 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q2 2020, worth a combined $20.3M — down 8.2% from $22.2M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FAB and 3 opened new positions — a net loss of 6 holders — while 16 trimmed existing stakes and 6 added.

The largest buyer was Bank of America, adding an estimated $749K. The largest seller was UBS Group, cutting an estimated $2.07M.

  • 29 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q2 2020, down from 35 in Q1 2020.
  • Funds reported $20.3M of First Trust Multi Cap Value AlphaDEX Fund stock for Q2 2020, down 8.2% quarter-over-quarter.
  • 3 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q2 2020 and 9 closed out, a net change of -6 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q2 2020 was Bank of America, an estimated $749K added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q2 2020 was UBS Group, an estimated $2.07M sold.

Based on aggregated 13F filings for Q2 2020.