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First Trust Multi Cap Value AlphaDEX Fund

23 hedge funds and large institutions have $55.7M invested in First Trust Multi Cap Value AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

36% more capital invested

Capital invested by funds: $41.1M → $55.7M (+$14.6M)

10% more funds holding

Funds holding: 2123 (+2)

4.89% more ownership

Funds ownership: 42.37%47.26% (+4.9%)

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
10
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.3M +$1.37M +32,012 +13%
SAM
2
Stringer Asset Management
Tennessee
$10M +$9.59M +224,724 New
U
3
UBS
Switzerland
$9.24M +$891K +20,883 +11%
Wells Fargo
4
Wells Fargo
California
$9.04M +$314K +7,367 +4%
IH
5
IFC Holdings
Florida
$2.92M +$46.6K +1,091 +2%
LPL Financial
6
LPL Financial
California
$2.13M +$506K +11,846 +33%
JP Morgan Chase
7
JP Morgan Chase
New York
$2.09M +$437K +10,234 +28%
Ameriprise
8
Ameriprise
Minnesota
$1.88M +$539K +12,636 +43%
CA
9
Cetera Advisors
Colorado
$1.19M -$194K -4,545 -15%
RJA
10
Raymond James & Associates
Florida
$1.14M +$166K +3,894 +18%
Bank of America
11
Bank of America
North Carolina
$936K -$377K -8,836 -30%
CFA
12
Cahill Financial Advisors
Minnesota
$737K +$707K +16,562 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$553K -$537K -12,590 -50%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$360K -$34.7K -812 -9%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$287K -$6.74K -158 -2%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$235K +$11.9K +278 +6%
SFG
17
SNS Financial Group
Minnesota
$218K +$209K +4,892 New
WA
18
WFG Advisors
Texas
$133K +$1.07K +25 +0.8%
Deutsche Bank
19
Deutsche Bank
Germany
$119K -$115K -2,685 -50%
DADC
20
D.A. Davidson & Co
Montana
$106K
AIG
21
American International Group
New York
$25.3K -$1.11K -26 -4%
WEC
22
Winslow Evans & Crocker
Massachusetts
$18K +$17.1K +400 New
Citigroup
23
Citigroup
New York
$4K +$4.01K +94 New
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
-$2.42M -59,964 Closed
LPT
25
Legacy Private Trust
Wisconsin
-$877K -21,707 Closed

FAB Hedge Fund Activity: Q4 2013 in Review

23 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q4 2013, worth a combined $55.7M — up 36% from $41.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FAB positions and 3 closed out — a net gain of 2 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.37M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $2.42M sold.

  • 23 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q4 2013, up from 21 in Q3 2013.
  • Funds reported $55.7M of First Trust Multi Cap Value AlphaDEX Fund stock for Q4 2013, up 36% quarter-over-quarter.
  • 5 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q4 2013 and 3 closed out, a net change of +2 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q4 2013 was Morgan Stanley, an estimated $1.37M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q4 2013 was Susquehanna International Group, an estimated $2.42M sold.

Based on aggregated 13F filings for Q4 2013.