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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

23 hedge funds and large institutions have $55.7M invested in First Trust Multi Cap Value AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
5
Increased
10
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$12.3M
2
U
2
UBS
Switzerland
$9.24M
3
Ameriprise
3
Ameriprise
Minnesota
$1.88M
4
LPL Financial
4
LPL Financial
California
$2.13M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$2.09M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$0
2
LPT
2
Legacy Private Trust
Wisconsin
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$553K
4
Bank of America
4
Bank of America
North Carolina
$936K
5
CA
5
Cetera Advisors
Colorado
$1.19M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12.3M +$1.42M +32,012 +13%
SAM
2
Stringer Asset Management
Tennessee
$10M +$10M +224,724 New
U
3
UBS
Switzerland
$9.24M +$929K +20,883 +11%
Wells Fargo
4
Wells Fargo
California
$9.04M +$328K +7,367 +4%
IH
5
IFC Holdings
Florida
$2.92M +$48.4K +1,091 +2%
LPL Financial
6
LPL Financial
California
$2.13M +$527K +11,846 +33%
JPMorgan Chase & Co
7
JPMorgan Chase & Co
New York
$2.09M +$455K +10,234 +28%
Ameriprise
8
Ameriprise
Minnesota
$1.88M +$562K +12,636 +43%
CA
9
Cetera Advisors
Colorado
$1.19M -$202K -4,545 -15%
RJA
10
Raymond James & Associates
Florida
$1.14M +$173K +3,894 +18%
Bank of America
11
Bank of America
North Carolina
$936K -$393K -8,836 -30%
CFA
12
Cahill Financial Advisors
Minnesota
$737K +$737K +16,562 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$553K -$560K -12,590 -50%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$360K -$36.1K -812 -9%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$287K -$7.03K -158 -2%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$235K +$12.4K +278 +6%
SFG
17
SNS Financial Group
Minnesota
$218K +$218K +4,892 New
WA
18
WFG Advisors
Texas
$133K +$1.11K +25 +0.8%
Deutsche Bank
19
Deutsche Bank
Germany
$119K -$119K -2,685 -50%
DADC
20
D.A. Davidson & Co
Montana
$106K – – –
AIG
21
American International Group
New York
$25.3K -$1.16K -26 -4%
WEC
22
Winslow Evans & Crocker
Massachusetts
$18K +$18K +400 New
Citigroup
23
Citigroup
New York
$4K +$4K +94 New
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
– -$2.42M -59,964 Closed
LPT
25
Legacy Private Trust
Wisconsin
– -$877K -21,707 Closed
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