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First Trust Multi Cap Value AlphaDEX Fund

32 hedge funds and large institutions have $38.1M invested in First Trust Multi Cap Value AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

0.88% less ownership

Funds ownership: 45.13%44.25% (-0.88%)

2% less capital invested

Capital invested by funds: $38.9M → $38.1M (-$775K)

9% less funds holding

Funds holding: 3532 (-3)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
32
Holders Change
-3
Holders Change %
-8.57%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$11.8M +$1.26M +23,373 +12%
UBS Group
2
UBS Group
Switzerland
$4.58M -$943K -17,525 -17%
Bank of America
3
Bank of America
North Carolina
$4.3M +$53.6K +995 +1%
Wells Fargo
4
Wells Fargo
California
$1.87M +$414K +7,686 +28%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.8M -$94.2K -1,750 -5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.49M +$660K +12,269 +79%
AG
7
Advisor Group
Arizona
$1.43M -$111K -2,063 -7%
Citadel Advisors
8
Citadel Advisors
Florida
$1.4M +$332K +6,168 +31%
DADC
9
D.A. Davidson & Co
Montana
$1.11M -$17.2K -319 -2%
Jane Street
10
Jane Street
New York
$1.02M +$436K +8,094 +75%
Morgan Stanley
11
Morgan Stanley
New York
$977K -$785K -14,594 -45%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$942K -$34.8K -646 -4%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$761K +$41.1K +764 +6%
BFC
14
Bedel Financial Consulting
Indiana
$714K
CBFP
15
Cedar Brook Financial Partners
Ohio
$652K -$76.6K -1,424 -11%
RJA
16
Raymond James & Associates
Florida
$567K +$15.5K +288 +3%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$416K +$90.4K +1,680 +28%
WI
18
Wintrust Investments
Illinois
$401K
PSF
19
Pacific Sun Financial
California
$352K +$352K +6,540 New
CA
20
Cetera Advisors
Colorado
$318K -$134K -2,496 -30%
HighTower Advisors
21
HighTower Advisors
Illinois
$312K -$296K -5,509 -49%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$297K -$4.04K -75 -1%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$185K +$11.5K +213 +7%
Citigroup
24
Citigroup
New York
$163K
BFEC
25
Benjamin F. Edwards & Company
Missouri
$135K

FAB Hedge Fund Activity: Q2 2019 in Review

32 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q2 2019, worth a combined $38.1M — down 2% from $38.9M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FAB and 3 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 10 added.

The largest buyer was LPL Financial, adding an estimated $1.26M. The largest seller was Kingsview Wealth Management, exiting entirely with an estimated $1.19M sold.

  • 32 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q2 2019, down from 35 in Q1 2019.
  • Funds reported $38.1M of First Trust Multi Cap Value AlphaDEX Fund stock for Q2 2019, down 2% quarter-over-quarter.
  • 3 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q2 2019 and 5 closed out, a net change of -2 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q2 2019 was LPL Financial, an estimated $1.26M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q2 2019 was Kingsview Wealth Management, an estimated $1.19M sold.

Based on aggregated 13F filings for Q2 2019.