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First Trust Multi Cap Value AlphaDEX Fund

44 hedge funds and large institutions have $92.1M invested in First Trust Multi Cap Value AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

21% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 14

16% more capital invested

Capital invested by funds: $79.5M → $92.1M (+$12.6M)

13% more funds holding

Funds holding: 3944 (+5)

4.78% more ownership

Funds ownership: 41.86%46.64% (+4.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
44
Holders Change
+5
Holders Change %
+12.82%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
17
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.3M +$2.32M +49,259 +10%
UBS Group
2
UBS Group
Switzerland
$10.1M +$1.01M +21,398 +11%
Wells Fargo
3
Wells Fargo
California
$7.29M -$732K -15,558 -9%
SAM
4
Stringer Asset Management
Tennessee
$7.18M +$203K +4,305 +3%
Goldman Sachs
5
Goldman Sachs
New York
$4.96M +$4.91M +104,257 New
JP Morgan Chase
6
JP Morgan Chase
New York
$3.93M +$1.91M +40,482 +96%
IH
7
IFC Holdings
Florida
$3.57M +$122K +2,590 +4%
RJA
8
Raymond James & Associates
Florida
$3.49M +$716K +15,216 +26%
LPL Financial
9
LPL Financial
California
$2.69M -$532K -11,298 -17%
Jane Street
10
Jane Street
New York
$1.84M +$1.82M +38,570 New
Ameriprise
11
Ameriprise
Minnesota
$1.57M -$711K -15,115 -31%
CS
12
Credit Suisse
Switzerland
$1.52M -$46.1K -980 -3%
Stifel Financial
13
Stifel Financial
Missouri
$1.43M +$455K +9,673 +48%
Bank of America
14
Bank of America
North Carolina
$1.36M -$531K -11,284 -28%
HH
15
Hilltop Holdings
Texas
$1.21M +$1.2M +25,416 New
AIG
16
American International Group
New York
$1.16M +$264K +5,612 +30%
CA
17
Cetera Advisors
Colorado
$1.06M -$19.6K -416 -2%
CFA
18
Cahill Financial Advisors
Minnesota
$1.06M +$85.6K +1,818 +9%
FIG
19
Fusion Investment Group
Pennsylvania
$948K +$937K +19,914 New
PAS
20
Partnervest Advisory Services
California
$948K +$937K +19,914 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$936K +$275K +5,848 +42%
TH
22
Timber Hill
Connecticut
$845K +$4.42K +94 +0.5%
SWP
23
Stratos Wealth Partners
Ohio
$829K +$821K +17,439 New
SFG
24
SNS Financial Group
Minnesota
$795K +$109K +2,311 +16%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$761K -$332K -7,055 -31%

FAB Hedge Fund Activity: Q1 2015 in Review

44 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q1 2015, worth a combined $92.1M — up 16% from $79.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FAB positions and 4 closed out — a net gain of 5 holders — while 17 added to existing stakes and 14 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $4.91M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $3.33M sold.

  • 44 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q1 2015, up from 39 in Q4 2014.
  • Funds reported $92.1M of First Trust Multi Cap Value AlphaDEX Fund stock for Q1 2015, up 16% quarter-over-quarter.
  • 9 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q1 2015 and 4 closed out, a net change of +5 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q1 2015 was Goldman Sachs, an estimated $4.91M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q1 2015 was Susquehanna International Group, an estimated $3.33M sold.

Based on aggregated 13F filings for Q1 2015.