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First Trust Multi Cap Value AlphaDEX Fund

39 hedge funds and large institutions have $60.1M invested in First Trust Multi Cap Value AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less funds holding

Funds holding: 4039 (-1)

7.64% less ownership

Funds ownership: 49.74%42.1% (-7.6%)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

41% less capital invested

Capital invested by funds: $102M → $60.1M (-$41.7M)

41% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 17

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
39
Holders Change
-1
Holders Change %
-2.5%
% of All Funds
1.09%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
10
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.8M -$10.1M -231,539 -37%
UBS Group
2
UBS Group
Switzerland
$7.56M -$772K -17,740 -9%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$4.49M +$4.8M +110,282 New
Goldman Sachs
4
Goldman Sachs
New York
$4.25M -$7.87K -181 -0.2%
JP Morgan Chase
5
JP Morgan Chase
New York
$3.31M +$19.9K +458 +0.6%
IH
6
IFC Holdings
Florida
$3.27M +$90.7K +2,085 +3%
LPL Financial
7
LPL Financial
California
$2.44M -$287K -6,601 -10%
Wells Fargo
8
Wells Fargo
California
$1.84M -$4.08M -93,763 -68%
CS
9
Credit Suisse
Switzerland
$1.61M +$1.72M +39,514 New
Ameriprise
10
Ameriprise
Minnesota
$1.37M -$99.9K -2,297 -6%
Bank of America
11
Bank of America
North Carolina
$1.3M -$365K -8,401 -21%
AIG
12
American International Group
New York
$1.14M +$154K +3,529 +14%
VKH
13
Virtu KCG Holdings
New York
$1.06M +$1.13M +26,077 New
HH
14
Hilltop Holdings
Texas
$1.03M -$404K -9,288 -27%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.01M +$272K +6,262 +34%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$894K +$3.26K +75 +0.3%
PAS
17
Partnervest Advisory Services
California
$809K +$8.27K +190 +1%
RJA
18
Raymond James & Associates
Florida
$801K -$12.7M -292,537 -94%
TH
19
Timber Hill
Connecticut
$771K +$51.9K +1,194 +7%
CA
20
Cetera Advisors
Colorado
$682K -$135K -3,111 -16%
Citadel Advisors
21
Citadel Advisors
Florida
$595K +$635K +14,609 New
SFG
22
SNS Financial Group
Minnesota
$544K -$24.2K -557 -4%
Jane Street
23
Jane Street
New York
$480K +$513K +11,789 New
Stifel Financial
24
Stifel Financial
Missouri
$454K -$614K -14,121 -56%
PFS
25
Prospera Financial Services
Texas
$420K -$59.9K -1,376 -12%

FAB Hedge Fund Activity: Q3 2015 in Review

39 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q3 2015, worth a combined $60.1M — down 41% from $102M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FAB and 6 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 10 added.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $4.8M. The largest seller was Raymond James & Associates, cutting an estimated $12.7M.

  • 39 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q3 2015, down from 40 in Q2 2015.
  • Funds reported $60.1M of First Trust Multi Cap Value AlphaDEX Fund stock for Q3 2015, down 41% quarter-over-quarter.
  • 6 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q3 2015 and 7 closed out, a net change of -1 holder.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q3 2015 was Raymond James Financial Services Advisors, an estimated $4.8M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q3 2015 was Raymond James & Associates, an estimated $12.7M sold.

Based on aggregated 13F filings for Q3 2015.