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First Trust Multi Cap Value AlphaDEX Fund

21 hedge funds and large institutions have $41.1M invested in First Trust Multi Cap Value AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
12
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.91M +$5.11M +126,601 +107%
Wells Fargo
2
Wells Fargo
California
$7.91M +$1.33M +32,915 +20%
U
3
UBS
Switzerland
$7.55M +$199K +4,923 +3%
IH
4
IFC Holdings
Florida
$2.62M +$136K +3,352 +5%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.42M -$2.11M -52,135 -47%
JPMorgan Chase & Co
6
JPMorgan Chase & Co
New York
$1.49M -$496K -12,290 -25%
LPL Financial
7
LPL Financial
California
$1.49M +$531K +12,841 +56%
CA
8
Cetera Advisors
Colorado
$1.26M -$187K -4,655 -13%
Bank of America
9
Bank of America
North Carolina
$1.21M +$20.6K +510 +2%
Ameriprise
10
Ameriprise
Minnesota
$1.2M +$122K +3,020 +11%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.01M +$527K +13,052 +109%
RJA
12
Raymond James & Associates
Florida
$878K +$400K +9,888 +84%
LPT
13
Legacy Private Trust
Wisconsin
$877K -$5.8M -143,573 -87%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$360K +$99.2K +2,454 +38%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$267K +$267K +6,621 New
Deutsche Bank
16
Deutsche Bank
Germany
$216K +$108K +2,685 +100%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$202K +$202K +5,011 New
WA
18
WFG Advisors
Texas
$120K +$4.08K +101 +4%
DADC
19
D.A. Davidson & Co
Montana
$96K
AIG
20
American International Group
New York
$24K -$929 -23 -4%
Nomura Holdings
21
Nomura Holdings
Japan
$4K +$4K +100 New
VFS
22
VSR Financial Services
Kansas
-$842K -22,276 Closed
LTFS
23
Ladenburg Thalmann Financial Services
Florida
-$356K -9,420 Closed