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First Trust Multi Cap Value AlphaDEX Fund

21 hedge funds and large institutions have $41.1M invested in First Trust Multi Cap Value AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 5

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

5% more funds holding

Funds holding: 2021 (+1)

5% more capital invested

Capital invested by funds: $39.2M → $41.1M (+$1.91M)

4.77% less ownership

Funds ownership: 47.15%42.37% (-4.8%)

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
12
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.91M +$5.05M +126,601 +107%
Wells Fargo
2
Wells Fargo
California
$7.91M +$1.31M +32,915 +20%
U
3
UBS
Switzerland
$7.55M +$196K +4,923 +3%
IH
4
IFC Holdings
Florida
$2.62M +$134K +3,352 +5%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.42M -$2.08M -52,135 -47%
JP Morgan Chase
6
JP Morgan Chase
New York
$1.49M -$490K -12,290 -25%
LPL Financial
7
LPL Financial
California
$1.49M +$512K +12,841 +56%
CA
8
Cetera Advisors
Colorado
$1.26M -$186K -4,655 -13%
Bank of America
9
Bank of America
North Carolina
$1.21M +$20.3K +510 +2%
Ameriprise
10
Ameriprise
Minnesota
$1.2M +$120K +3,020 +11%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.01M +$520K +13,052 +109%
RJA
12
Raymond James & Associates
Florida
$878K +$394K +9,888 +84%
LPT
13
Legacy Private Trust
Wisconsin
$877K -$5.72M -143,573 -87%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$360K +$97.8K +2,454 +38%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$267K +$264K +6,621 New
Deutsche Bank
16
Deutsche Bank
Germany
$216K +$107K +2,685 +100%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$202K +$200K +5,011 New
WA
18
WFG Advisors
Texas
$120K +$4.03K +101 +4%
DADC
19
D.A. Davidson & Co
Montana
$96K
AIG
20
American International Group
New York
$24K -$917 -23 -4%
Nomura Holdings
21
Nomura Holdings
Japan
$4K +$3.99K +100 New
VFS
22
VSR Financial Services
Kansas
-$842K -22,276 Closed
LTFS
23
Ladenburg Thalmann Financial Services
Florida
-$356K -9,420 Closed

FAB Hedge Fund Activity: Q3 2013 in Review

21 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q3 2013, worth a combined $41.1M — up 4.9% from $39.2M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FAB positions and 2 closed out — a net gain of 1 holder — while 12 added to existing stakes and 5 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.05M. The largest seller was Legacy Private Trust, cutting an estimated $5.72M.

  • 21 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q3 2013, up from 20 in Q2 2013.
  • Funds reported $41.1M of First Trust Multi Cap Value AlphaDEX Fund stock for Q3 2013, up 4.9% quarter-over-quarter.
  • 3 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q3 2013 and 2 closed out, a net change of +1 holder.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q3 2013 was Morgan Stanley, an estimated $5.05M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q3 2013 was Legacy Private Trust, an estimated $5.72M sold.

Based on aggregated 13F filings for Q3 2013.