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First Trust Multi Cap Value AlphaDEX Fund

54 hedge funds and large institutions have $93.4M invested in First Trust Multi Cap Value AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.8% more ownership

Funds ownership: 54.5%58.29% (+3.8%)

1% more capital invested

Capital invested by funds: $92.8M → $93.4M (+$575K)

10% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 21

7% less funds holding

Funds holding: 5854 (-4)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
54
Holders Change
-4
Holders Change %
-6.9%
% of All Funds
0.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
19
Reduced
21
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$11.9M +$4.59M +63,159 +59%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$9.29M +$97.3K +1,340 +1%
Wells Fargo
3
Wells Fargo
California
$8.22M +$4.61M +63,435 +116%
Stifel Financial
4
Stifel Financial
Missouri
$7.34M -$199K -2,740 -3%
Morgan Stanley
5
Morgan Stanley
New York
$7.32M -$153K -2,113 -2%
LPL Financial
6
LPL Financial
California
$6.61M -$1.81M -24,929 -21%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$5.51M +$78.6K +1,083 +1%
FAIM
8
Financial Advocates Investment Management
Washington
$4.38M +$184K +2,533 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.81M -$1.75M -24,158 -31%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$3.63M -$105K -1,442 -3%
6F
11
626 Financial
Michigan
$3.29M -$120K -1,651 -3%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$2.85M +$224K +3,091 +8%
DADC
13
D.A. Davidson & Co
Montana
$2.27M -$1.96M -27,027 -45%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.4M -$24.5K -337 -2%
Citadel Advisors
15
Citadel Advisors
Florida
$1.36M +$166K +2,286 +13%
PAG
16
Private Advisor Group
New Jersey
$1.22M -$25.3K -349 -2%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.12M +$726 +10 +0.1%
PA
18
PFG Advisors
Arizona
$1.1M +$10.2K +140 +0.9%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$979K +$56.7K +781 +6%
CIAS
20
Capital Investment Advisory Services
North Carolina
$754K -$98.6K -1,358 -11%
FH
21
FWG Holdings
Florida
$717K +$16K +221 +2%
IP
22
Ignite Planners
California
$620K +$11.7K +161 +2%
VF
23
Virtu Financial
New York
$617K +$643K +8,859 New
QCIG
24
Quad-Cities Investment Group
Iowa
$569K +$55K +757 +10%
RJA
25
Raymond James & Associates
Florida
$543K -$127K -1,743 -18%

FAB Hedge Fund Activity: Q3 2023 in Review

54 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q3 2023, worth a combined $93.4M — up 0.62% from $92.8M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FAB and 4 opened new positions — a net loss of 4 holders — while 21 trimmed existing stakes and 19 added.

The largest buyer was Wells Fargo, adding an estimated $4.61M. The largest seller was D.A. Davidson & Co, cutting an estimated $1.96M.

  • 54 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q3 2023, down from 58 in Q2 2023.
  • Funds reported $93.4M of First Trust Multi Cap Value AlphaDEX Fund stock for Q3 2023, up 0.62% quarter-over-quarter.
  • 4 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q3 2023 and 8 closed out, a net change of -4 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q3 2023 was Wells Fargo, an estimated $4.61M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q3 2023 was D.A. Davidson & Co, an estimated $1.96M sold.

Based on aggregated 13F filings for Q3 2023.