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First Trust Multi Cap Value AlphaDEX Fund

58 hedge funds and large institutions have $92.8M invested in First Trust Multi Cap Value AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 26 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.84% less ownership

Funds ownership: 60.33%54.5% (-5.8%)

15% less funds holding

Funds holding: 6858 (-10)

25% less capital invested

Capital invested by funds: $124M → $92.8M (-$31M)

46% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 26

71% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 14

Holders
58
Holders Change
-10
Holders Change %
-14.71%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
26
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$9.36M +$128K +1,880 +1%
LPL Financial
2
LPL Financial
California
$8.5M -$4.32M -63,263 -35%
Stifel Financial
3
Stifel Financial
Missouri
$7.66M -$1.37M -20,007 -16%
Osaic Holdings
4
Osaic Holdings
Arizona
$7.6M +$4.25M +62,222 +138%
Morgan Stanley
5
Morgan Stanley
New York
$7.6M -$3.54M -51,924 -33%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$5.59M -$483K -7,073 -8%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$5.53M -$101K -1,484 -2%
FAIM
8
Financial Advocates Investment Management
Washington
$4.27M -$23.5K -344 -0.6%
DADC
9
D.A. Davidson & Co
Montana
$4.23M -$151K -2,206 -4%
Wells Fargo
10
Wells Fargo
California
$3.87M -$8.62M -126,334 -70%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.8M -$174K -2,550 -5%
6F
12
626 Financial
Michigan
$3.47M -$11.7K -171 -0.3%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$2.68M +$1.38M +20,254 +116%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.45M +$40.6K +595 +3%
PAG
15
Private Advisor Group
New Jersey
$1.26M -$1.88M -27,542 -61%
Citadel Advisors
16
Citadel Advisors
Florida
$1.22M +$1.17M +17,177 New
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.14M -$1.64M -24,055 -60%
PA
18
PFG Advisors
Arizona
$1.11M +$5.12K +75 +0.5%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$941K -$1.04M -15,199 -53%
CIAS
20
Capital Investment Advisory Services
North Carolina
$864K -$33.7K -494 -4%
FH
21
FWG Holdings
Florida
$784K -$19.3K -283 -3%
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$760K +$23.6K +346 +3%
UBS Group
23
UBS Group
Switzerland
$749K -$853K -12,498 -54%
RJA
24
Raymond James & Associates
Florida
$676K -$121K -1,778 -16%
IP
25
Ignite Planners
California
$637K

FAB Hedge Fund Activity: Q2 2023 in Review

58 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q2 2023, worth a combined $92.8M — down 25% from $124M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FAB and 4 opened new positions — a net loss of 10 holders — while 26 trimmed existing stakes and 14 added.

The largest buyer was Osaic Holdings, adding an estimated $4.25M. The largest seller was AE Wealth Management, exiting entirely with an estimated $9.59M sold.

  • 58 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q2 2023, down from 68 in Q1 2023.
  • Funds reported $92.8M of First Trust Multi Cap Value AlphaDEX Fund stock for Q2 2023, down 25% quarter-over-quarter.
  • 4 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q2 2023 and 14 closed out, a net change of -10 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q2 2023 was Osaic Holdings, an estimated $4.25M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q2 2023 was AE Wealth Management, an estimated $9.59M sold.

Based on aggregated 13F filings for Q2 2023.