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First Trust Multi Cap Value AlphaDEX Fund

47 hedge funds and large institutions have $46.1M invested in First Trust Multi Cap Value AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 18 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

6% more capital invested

Capital invested by funds: $43.3M → $46.1M (+$2.78M)

4% more funds holding

Funds holding: 4547 (+2)

1.14% more ownership

Funds ownership: 40.35%41.5% (+1.1%)

33% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 18

Holders
47
Holders Change
+2
Holders Change %
+4.44%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
18
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$8.84M -$179K -3,251 -2%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$5.14M -$361K -6,577 -7%
Bank of America
3
Bank of America
North Carolina
$4.45M -$477K -8,676 -10%
Morgan Stanley
4
Morgan Stanley
New York
$2.5M -$535K -9,746 -18%
Goldman Sachs
5
Goldman Sachs
New York
$2.19M +$98K +1,784 +5%
AG
6
Advisor Group
Arizona
$1.71M +$50.8K +924 +3%
DADC
7
D.A. Davidson & Co
Montana
$1.69M -$167K -3,033 -9%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.53M +$313K +5,702 +27%
HH
9
Hilltop Holdings
Texas
$1.45M +$1.4M +25,416 New
LPL Financial
10
LPL Financial
California
$1.44M -$97.8K -1,781 -7%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.35M +$2.47K +45 +0.2%
Wells Fargo
12
Wells Fargo
California
$1.32M +$431K +7,852 +51%
TH
13
Timber Hill
Connecticut
$1.03M
Jane Street
14
Jane Street
New York
$1M +$158K +2,883 +20%
IH
15
IFC Holdings
Florida
$949K -$9.72K -177 -1%
KWM
16
Kingsview Wealth Management
Oregon
$880K +$1.59K +29 +0.2%
FHC
17
First Heartland Consultants
Missouri
$827K -$79.2K -1,442 -9%
HighTower Advisors
18
HighTower Advisors
Illinois
$821K -$49.1K -893 -6%
BFC
19
Bedel Financial Consulting
Indiana
$756K +$729K +13,273 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$747K
RJA
21
Raymond James & Associates
Florida
$726K -$158K -2,870 -18%
WI
22
Wintrust Investments
Illinois
$663K -$17K -310 -3%
SG Americas Securities
23
SG Americas Securities
New York
$655K -$27.6K -503 -4%
SFG
24
SNS Financial Group
Minnesota
$566K -$20.3K -369 -4%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$470K -$16.2K -295 -3%

FAB Hedge Fund Activity: Q4 2017 in Review

47 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q4 2017, worth a combined $46.1M — up 6.4% from $43.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FAB positions and 2 closed out — a net gain of 2 holders — while 12 added to existing stakes and 18 trimmed.

The largest buyer was Hilltop Holdings, opening a new position worth an estimated $1.4M. The largest seller was Morgan Stanley, cutting an estimated $535K.

  • 47 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q4 2017, up from 45 in Q3 2017.
  • Funds reported $46.1M of First Trust Multi Cap Value AlphaDEX Fund stock for Q4 2017, up 6.4% quarter-over-quarter.
  • 4 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q4 2017 and 2 closed out, a net change of +2 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q4 2017 was Hilltop Holdings, an estimated $1.4M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q4 2017 was Morgan Stanley, an estimated $535K sold.

Based on aggregated 13F filings for Q4 2017.