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First Trust Multi Cap Value AlphaDEX Fund

68 hedge funds and large institutions have $124M invested in First Trust Multi Cap Value AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

123% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 13

19% more capital invested

Capital invested by funds: $104M → $124M (+$20M)

13% more funds holding

Funds holding: 6068 (+8)

3.61% more ownership

Funds ownership: 56.73%60.33% (+3.6%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
68
Holders Change
+8
Holders Change %
+13.33%
% of All Funds
1.08%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
29
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$12.8M +$1.66M +22,930 +14%
Wells Fargo
2
Wells Fargo
California
$12.6M +$1.21M +16,649 +10%
Morgan Stanley
3
Morgan Stanley
New York
$11.1M +$2.85M +39,390 +33%
AWM
4
AE Wealth Management
Kansas
$9.59M +$9.98M +137,679 New
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$9.06M +$6.01K +83 +0.1%
Stifel Financial
6
Stifel Financial
Missouri
$8.92M +$513K +7,080 +6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.99M +$2.4M +33,098 +63%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$5.54M -$287K -3,957 -5%
DADC
9
D.A. Davidson & Co
Montana
$4.31M +$13.5K +186 +0.3%
FAIM
10
Financial Advocates Investment Management
Washington
$4.22M +$212K +2,927 +5%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.91M -$57.9K -799 -1%
6F
12
626 Financial
Michigan
$3.42M +$9.06K +125 +0.3%
PAG
13
Private Advisor Group
New Jersey
$3.16M +$2.12M +29,269 +182%
Osaic Holdings
14
Osaic Holdings
Arizona
$3.13M +$91.5K +1,263 +3%
GIA
15
Gladstone Institutional Advisory
Florida
$2.89M +$3M +41,457 New
Baird Financial Group
16
Baird Financial Group
Wisconsin
$2.79M -$540K -7,446 -16%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.98M +$195K +2,696 +10%
UBS Group
18
UBS Group
Switzerland
$1.61M +$822K +11,343 +97%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$1.22M -$1.55M -21,367 -55%
PA
20
PFG Advisors
Arizona
$1.09M +$118K +1,635 +12%
NA
21
NewEdge Advisors
Louisiana
$919K +$311K +4,299 +48%
CIAS
22
Capital Investment Advisory Services
North Carolina
$883K -$40.9K -565 -4%
WEG
23
World Equity Group
Illinois
$874K +$4.04M +55,781 New
RJA
24
Raymond James & Associates
Florida
$788K -$6.01K -83 -0.7%
Jane Street
25
Jane Street
New York
$776K +$807K +11,136 New

FAB Hedge Fund Activity: Q1 2023 in Review

68 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q1 2023, worth a combined $124M — up 19% from $104M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FAB positions and 3 closed out — a net gain of 9 holders — while 29 added to existing stakes and 13 trimmed.

The largest buyer was AE Wealth Management, opening a new position worth an estimated $9.98M. The largest seller was Kestra Advisory Services, exiting entirely with an estimated $5.63M sold.

  • 68 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q1 2023, up from 60 in Q4 2022.
  • Funds reported $124M of First Trust Multi Cap Value AlphaDEX Fund stock for Q1 2023, up 19% quarter-over-quarter.
  • 12 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q1 2023 and 3 closed out, a net change of +9 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q1 2023 was AE Wealth Management, an estimated $9.98M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q1 2023 was Kestra Advisory Services, an estimated $5.63M sold.

Based on aggregated 13F filings for Q1 2023.