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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

44 hedge funds and large institutions have $50.6M invested in First Trust Multi Cap Value AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
17
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$7.05M
2
Wells Fargo
2
Wells Fargo
California
$2.05M
3
FHC
3
First Heartland Consultants
Missouri
$695K
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$458K
5
Ameriprise
5
Ameriprise
Minnesota
$595K

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$1.72M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$407K
3
DADC
3
D.A. Davidson & Co
Montana
$3.01M
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
Jane Street
5
Jane Street
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$8.41M -$530K -10,505 -6%
Bank of America
2
Bank of America
North Carolina
$7.05M +$3.99M +79,131 +131%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$4.92M -$881K -17,450 -15%
Morgan Stanley
4
Morgan Stanley
New York
$3.12M +$120K +2,385 +4%
DADC
5
D.A. Davidson & Co
Montana
$3.01M -$1.47M -29,082 -33%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$2.91M -$122K -2,414 -4%
MIAN
7
Mariner Independent Advisor Network
Kansas
$2.37M +$16.5K +327 +0.7%
Wells Fargo
8
Wells Fargo
California
$2.05M +$1.18M +23,379 +135%
LPL Financial
9
LPL Financial
California
$1.96M +$126K +2,482 +7%
Goldman Sachs
10
Goldman Sachs
New York
$1.72M -$2.43M -48,171 -59%
HH
11
Hilltop Holdings
Texas
$1.28M – – –
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.15M -$104K -2,065 -8%
TH
13
Timber Hill
Connecticut
$946K -$18.2K -360 -2%
IH
14
IFC Holdings
Florida
$940K -$858 -17 -0.1%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$754K +$214K +4,233 +40%
FHC
16
First Heartland Consultants
Missouri
$695K +$695K +13,764 New
SFG
17
SNS Financial Group
Minnesota
$693K -$15.2K -302 -2%
CA
18
Cetera Advisors
Colorado
$639K -$27.7K -550 -4%
Ameriprise
19
Ameriprise
Minnesota
$595K +$232K +4,592 +64%
RJA
20
Raymond James & Associates
Florida
$577K -$36K -714 -6%
WI
21
Wintrust Investments
Illinois
$508K -$315K -6,236 -38%
SG Americas Securities
22
SG Americas Securities
New York
$506K -$104K -2,063 -17%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$458K +$458K +9,078 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$440K +$110K +2,166 +33%
HighTower Advisors
25
HighTower Advisors
Illinois
$439K +$1.21K +24 +0.3%
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