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First Trust Multi Cap Value AlphaDEX Fund

35 hedge funds and large institutions have $22.2M invested in First Trust Multi Cap Value AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

0% more funds holding

Funds holding: 3535 (0)

1.82% less ownership

Funds ownership: 47.82%45.99% (-1.8%)

48% less capital invested

Capital invested by funds: $43M → $22.2M (-$20.9M)

56% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 16

Holders
35
Holders Change
Holders Change %
0%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
16
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.02M -$4.3M -85,670 -43%
UBS Group
2
UBS Group
Switzerland
$2.46M -$627K -12,496 -15%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$2.46M +$958K +19,089 +39%
Bank of America
4
Bank of America
North Carolina
$1.71M -$888K -17,707 -27%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.3M +$766K +15,270 +72%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.23M +$1.73M +34,447 New
Citadel Advisors
7
Citadel Advisors
Florida
$1.18M +$527K +10,494 +47%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.03M +$31.4K +625 +2%
Wells Fargo
9
Wells Fargo
California
$793K -$984K -19,607 -47%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$788K -$350K -6,984 -24%
Morgan Stanley
11
Morgan Stanley
New York
$776K -$415K -8,280 -28%
DADC
12
D.A. Davidson & Co
Montana
$644K -$201 -4 -0%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$533K -$16.7K -333 -2%
BFC
14
Bedel Financial Consulting
Indiana
$434K -$55.2K -1,100 -8%
PFA
15
Plotkin Financial Advisors
Maryland
$397K -$30.4K -606 -5%
RJA
16
Raymond James & Associates
Florida
$332K -$44.1K -879 -9%
CBFP
17
Cedar Brook Financial Partners
Ohio
$324K +$2.21K +44 +0.5%
Jane Street
18
Jane Street
New York
$248K -$208K -4,139 -37%
AWE
19
Avidian Wealth Enterprises
Texas
$240K +$337K +6,719 New
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$237K +$50.8K +1,013 +18%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$225K -$119K -2,365 -27%
PSF
22
Pacific Sun Financial
California
$214K -$5.02K -100 -2%
CA
23
Cetera Advisors
Colorado
$200K -$15K -298 -5%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$122K
Citigroup
25
Citigroup
New York
$108K

FAB Hedge Fund Activity: Q1 2020 in Review

35 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q1 2020, worth a combined $22.2M — down 48% from $43M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FAB positions and 2 closed out — a net gain of 2 holders — while 7 added to existing stakes and 16 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $958K. The largest seller was LPL Financial, cutting an estimated $4.3M.

  • 35 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q1 2020, unchanged from Q4 2019.
  • Funds reported $22.2M of First Trust Multi Cap Value AlphaDEX Fund stock for Q1 2020, down 48% quarter-over-quarter.
  • 4 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q1 2020 and 2 closed out, a net change of +2 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q1 2020 was Susquehanna International Group, an estimated $958K added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q1 2020 was LPL Financial, an estimated $4.3M sold.

Based on aggregated 13F filings for Q1 2020.