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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

35 hedge funds and large institutions have $22.2M invested in First Trust Multi Cap Value AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
–
Holders Change %
0%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
16
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$685K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$545K
3
Citadel Advisors
Citadel Advisors
Florida
+$377K
4
AWE
Avidian Wealth Enterprises
Texas
+$240K
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$36.2K

Top Sellers

1
LPL Financial
LPL Financial
California
-$3.05M
2
Wells Fargo
Wells Fargo
California
-$699K
3
Bank of America
Bank of America
North Carolina
-$631K
4
UBS Group
UBS Group
Switzerland
-$445K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$396K
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$4.02M -$3.05M -85,670 -43%
UBS Group
2
UBS Group
Switzerland
$2.47M -$445K -12,496 -15%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$2.46M +$685K +19,089 +39%
Bank of America
4
Bank of America
North Carolina
$1.71M -$631K -17,707 -27%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.3M +$545K +15,270 +72%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.23M +$1.23M +34,447 New
Citadel Advisors
7
Citadel Advisors
Florida
$1.18M +$377K +10,494 +47%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.03M +$22.3K +625 +2%
Wells Fargo
9
Wells Fargo
California
$793K -$699K -19,607 -47%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$788K -$249K -6,984 -24%
Morgan Stanley
11
Morgan Stanley
New York
$776K -$295K -8,280 -28%
DADC
12
D.A. Davidson & Co
Montana
$644K -$143 -4 -0%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$533K -$11.9K -333 -2%
BFC
14
Bedel Financial Consulting
Indiana
$434K -$39.2K -1,100 -8%
PFA
15
Plotkin Financial Advisors
Maryland
$397K -$21.6K -606 -5%
RJA
16
Raymond James & Associates
Florida
$332K -$31.3K -879 -9%
CBFP
17
Cedar Brook Financial Partners
Ohio
$324K +$1.57K +44 +0.5%
Jane Street
18
Jane Street
New York
$248K -$148K -4,139 -37%
AWE
19
Avidian Wealth Enterprises
Texas
$240K +$240K +6,719 New
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$237K +$36.2K +1,013 +18%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$225K -$84.2K -2,365 -27%
PSF
22
Pacific Sun Financial
California
$214K -$3.57K -100 -2%
CA
23
Cetera Advisors
Colorado
$200K -$10.6K -298 -5%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$122K – – –
Citigroup
25
Citigroup
New York
$108K – – –
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