Rockefeller Capital Management
FAB icon

Rockefeller Capital Management’s First Trust Multi Cap Value AlphaDEX Fund FAB Stock Holding History

Rockefeller Capital Management’s Portfolio FAB Stock Details FAB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$759K Sell
7,475
-319
-4% -$31.4K ﹤0.01% 1865
2026
Q1 		$737K Sell
7,794
-951
-11% -$90.2K ﹤0.01% 1761
2025
Q4 		$780K Buy
8,745
+2
+0% +$175 ﹤0.01% 1664
2025
Q3 		$763K Buy
+8,743
New +$746K ﹤0.01% 1560
2023
Q3 		– Sell
-10,719
Closed -$760K – 1589
2023
Q2 		$760K Buy
10,719
+346
+3% +$23.6K ﹤0.01% 1187
2023
Q1 		$722K Buy
10,373
+151
+1% +$10.9K ﹤0.01% 1198
2022
Q4 		$703K Sell
10,222
-27
-0.3% -$1.84K ﹤0.01% 1139
2022
Q3 		$623K Sell
10,249
-425
-4% -$29K ﹤0.01% 1181
2022
Q2 		$699K Buy
10,674
+32
+0.3% +$2.28K ﹤0.01% 1126
2022
Q1 		$794K Sell
10,642
-292
-3% -$21.7K ﹤0.01% 1142
2021
Q4 		$822K Buy
10,934
+378
+4% +$27.8K ﹤0.01% 1120
2021
Q3 		$739K Buy
10,556
+248
+2% +$17.7K ﹤0.01% 1110
2021
Q2 		$732K Buy
10,308
+88
+0.9% +$6.33K ﹤0.01% 1045
2021
Q1 		$705K Buy
10,220
+1,921
+23% +$124K ﹤0.01% 911
2020
Q4 		$483K Sell
8,299
-371
-4% -$19.9K ﹤0.01% 923
2020
Q3 		$402K Sell
8,670
-112
-1% -$5.33K ﹤0.01% 838
2020
Q2 		$404K Buy
8,782
+2,143
+32% +$91.7K ﹤0.01% 773
2020
Q1 		$237K Buy
6,639
+1,013
+18% +$50.8K ﹤0.01% 779
2019
Q4 		$327K Buy
+5,626
New +$311K ﹤0.01% 656

Other funds holding FAB

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
6F
626 Financial Portage, Michigan $257M AUM 22.23% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return
PWS
Proactive Wealth Strategies Marietta, Georgia $623M AUM 30.7% 1-Year Est. Return

Rockefeller Capital Management's FAB Position: Q2 2026 in Review

Rockefeller Capital Management reduced its First Trust Multi Cap Value AlphaDEX Fund (FAB) stake by 4.1% in Q2 2026, selling an estimated $31.4K and leaving 7,475 shares worth $759K. The position accounts for ﹤0.01% of the portfolio, ranked #1865.

Rockefeller Capital Management first reported a position in FAB in Q4 2019 and has held it in 19 quarters since. The position peaked at $822K in Q4 2021. 66 funds tracked by Wall St. Rank hold FAB as of Q2 2026.

  • Rockefeller Capital Management held 7,475 shares of First Trust Multi Cap Value AlphaDEX Fund worth $759K as of Q2 2026.
  • Rockefeller Capital Management sold 319 First Trust Multi Cap Value AlphaDEX Fund shares in Q2 2026, an estimated $31.4K.
  • First Trust Multi Cap Value AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1865 holding.
  • Rockefeller Capital Management first reported a position in First Trust Multi Cap Value AlphaDEX Fund in Q4 2019 and has held it in 19 quarters since.
  • Rockefeller Capital Management's First Trust Multi Cap Value AlphaDEX Fund position peaked at $822K in Q4 2021.
  • 66 funds tracked by Wall St. Rank held First Trust Multi Cap Value AlphaDEX Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.