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First Trust Multi Cap Value AlphaDEX Fund
FAB

Overview Fund Activity

34 hedge funds and large institutions have $78.8M invested in First Trust Multi Cap Value AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
+8
Holders Change %
+30.77%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
16
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$12.7M
2
SAM
Stringer Asset Management
Tennessee
$15.2M
3
Morgan Stanley
Morgan Stanley
New York
$17.1M
4
VFS
VSR Financial Services
Kansas
$1.44M
5
Bank of America
Bank of America
North Carolina
$2.54M

Top Sellers

1
U
UBS
Switzerland
$8.94M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$2.33M
3
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
$0
4
IH
IFC Holdings
Florida
$3.12M
5
CA
Cetera Advisors
Colorado
$1.14M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.1M +$1.77M +37,054 +11%
SAM
2
Stringer Asset Management
Tennessee
$15.2M +$1.8M +37,803 +13%
Wells Fargo
3
Wells Fargo
California
$12.7M +$2.03M +42,580 +19%
U
4
UBS
Switzerland
$8.94M -$542K -11,365 -6%
IH
5
IFC Holdings
Florida
$3.12M -$98.7K -2,071 -3%
LPL Financial
6
LPL Financial
California
$2.83M +$170K +3,556 +6%
Bank of America
7
Bank of America
North Carolina
$2.54M +$1.26M +26,486 +99%
Ameriprise
8
Ameriprise
Minnesota
$2.41M +$167K +3,510 +7%
JPMorgan Chase & Co
9
JPMorgan Chase & Co
New York
$2.33M -$136K -2,851 -6%
VFS
10
VSR Financial Services
Kansas
$1.44M +$1.44M +30,146 New
CA
11
Cetera Advisors
Colorado
$1.14M -$57.3K -1,202 -5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.14M +$373K +7,818 +49%
SI
13
Stephens Inc
Arkansas
$1.03M +$1.03M +21,559 New
RJA
14
Raymond James & Associates
Florida
$1.02M +$16K +335 +2%
CFA
15
Cahill Financial Advisors
Minnesota
$938K +$14.7K +308 +2%
Stifel Financial
16
Stifel Financial
Missouri
$849K +$118K +2,467 +16%
TH
17
Timber Hill
Connecticut
$843K -$50.3K -1,054 -6%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$447K +$143 +3 +0%
SFG
19
SNS Financial Group
Minnesota
$427K +$427K +8,952 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$390K +$138K +2,901 +55%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$351K +$56K +1,173 +19%
SSWM
22
Sheets Smith Wealth Management
North Carolina
$351K +$351K +7,359 New
NPC
23
National Planning Corporation
California
$303K +$303K +6,351 New
BRWA
24
B. Riley Wealth Advisors
Florida
$253K +$186K +7,003 +279%
WA
25
WFG Advisors
Texas
$207K +$54.8K +1,149 +36%
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