Prospera Financial Services’s First Trust Multi Cap Value AlphaDEX Fund FAB Stock Holding History

Prospera Financial Services’s Portfolio FAB Stock Details FAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-678	Closed	-$44K	–	1073
2022 Q2	$44K	Buy	+678	New	+$48.3K	﹤0.01%	1052
2015 Q4	–	Sell	-10,330	Closed	-$420K	–	307
2015 Q3	$420K	Sell	10,330 -1,376	-12%	-$59.9K	0.11%	137
2015 Q2	$544K	Buy	11,706 +430	+4%	+$20.7K	0.13%	118
2015 Q1	$537K	Sell	11,276 -2,299	-17%	-$108K	0.12%	133
2014 Q4	$642K	Buy	13,575 +274	+2%	+$12.6K	0.16%	105
2014 Q3	$577K	Buy	+13,301	New	+$623K	0.16%	105

Other funds holding FAB

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

626 Financial Portage, Michigan $257M AUM 22.23% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Prospera Financial Services's FAB Position: Q3 2022 in Review

Prospera Financial Services sold out of First Trust Multi Cap Value AlphaDEX Fund (FAB) in Q3 2022, closing a stake of 678 shares — an estimated $44K sold.

Prospera Financial Services first reported a position in FAB in Q3 2014 and held it in 6 quarters. The position peaked at $642K in Q4 2014. 55 funds tracked by Wall St. Rank hold FAB as of Q3 2022.

Prospera Financial Services reported no remaining First Trust Multi Cap Value AlphaDEX Fund position as of Q3 2022 after selling out during the quarter.
Prospera Financial Services sold 678 First Trust Multi Cap Value AlphaDEX Fund shares in Q3 2022, an estimated $44K.
Prospera Financial Services first reported a position in First Trust Multi Cap Value AlphaDEX Fund in Q3 2014 and held it in 6 quarters.
Prospera Financial Services's First Trust Multi Cap Value AlphaDEX Fund position peaked at $642K in Q4 2014.
55 funds tracked by Wall St. Rank held First Trust Multi Cap Value AlphaDEX Fund as of Q3 2022.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.