Timber Hill’s First Trust Multi Cap Value AlphaDEX Fund FAB Stock Holding History

Timber Hill’s Portfolio FAB Stock Details FAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-12,204	Closed	-$667K	–	135
2018 Q1	$667K	Sell	12,204 -5,900	-33%	-$333K	0.1%	145
2017 Q4	$1.03M	Hold	18,104	–	–	0.07%	276
2017 Q3	$972K	Hold	18,104	–	–	0.09%	197
2017 Q2	$947K	Hold	18,104	–	–	0.04%	375
2017 Q1	$940K	Sell	18,104 -630	-3%	-$32.5K	0.01%	1119
2016 Q4	$946K	Sell	18,734 -360	-2%	-$17.2K	﹤0.01%	1295
2016 Q3	$870K	Buy	19,094 +380	+2%	+$17K	﹤0.01%	1200
2016 Q2	$795K	Buy	18,714 +813	+5%	+$34.8K	﹤0.01%	1349
2016 Q1	$770K	Buy	17,901 +270	+2%	+$10.6K	﹤0.01%	1384
2015 Q4	$718K	Sell	17,631 -1,318	-7%	-$55.9K	﹤0.01%	1511
2015 Q3	$771K	Buy	18,949 +1,194	+7%	+$51.9K	﹤0.01%	1557
2015 Q2	$825K	Sell	17,755 -3	-0%	-$145	﹤0.01%	1622
2015 Q1	$845K	Buy	17,758 +94	+0.5%	+$4.42K	﹤0.01%	1505
2014 Q4	$835K	Hold	17,664	–	–	﹤0.01%	1568
2014 Q3	$796K	Hold	17,664	–	–	﹤0.01%	1726
2014 Q2	$843K	Sell	17,664 -1,054	-6%	-$48.6K	﹤0.01%	1762
2014 Q1	$855K	Buy	+18,718	New	+$825K	﹤0.01%	1715

Other funds holding FAB

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Timber Hill's FAB Position: Q2 2018 in Review

Timber Hill sold out of First Trust Multi Cap Value AlphaDEX Fund (FAB) in Q2 2018, closing a stake of 12,204 shares — an estimated $667K sold.

Timber Hill first reported a position in FAB in Q1 2014 and held it in 17 quarters. The position peaked at $1.03M in Q4 2017. 41 funds tracked by Wall St. Rank hold FAB as of Q2 2018.

Timber Hill reported no remaining First Trust Multi Cap Value AlphaDEX Fund position as of Q2 2018 after selling out during the quarter.
Timber Hill sold 12,204 First Trust Multi Cap Value AlphaDEX Fund shares in Q2 2018, an estimated $667K.
Timber Hill first reported a position in First Trust Multi Cap Value AlphaDEX Fund in Q1 2014 and held it in 17 quarters.
Timber Hill's First Trust Multi Cap Value AlphaDEX Fund position peaked at $1.03M in Q4 2017.
41 funds tracked by Wall St. Rank held First Trust Multi Cap Value AlphaDEX Fund as of Q2 2018.

Based on Timber Hill's 13F filing for Q2 2018, filed 9 Aug 2018.