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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFMO icon
826
Vanguard US Momentum Factor ETF
VFMO
$1.8B
$729K 0.01%
3,700
-20
-0.5% -$4.06K
NMB
827
Simplify National Muni Bond ETF
NMB
$48.5M
$721K 0.01%
29,852
+16,522
+124% +$408K
ACWV icon
828
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$720K 0.01%
6,028
+395
+7% +$47.8K
BNS icon
829
Scotiabank
BNS
$106B
$720K 0.01%
10,387
+843
+9% +$61.8K
YETI icon
830
Yeti Holdings
YETI
$3.82B
$718K 0.01%
19,634
+101
+0.5% +$4.44K
KMX icon
831
CarMax
KMX
$8.27B
$718K 0.01%
17,256
-48,636
-74% -$2.13M
ACWX icon
832
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$717K 0.01%
10,472
+2,880
+38% +$203K
DOV icon
833
Dover
DOV
$27.2B
$717K 0.01%
3,440
+303
+10% +$64.8K
IEI icon
834
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$716K 0.01%
6,036
-320
-5% -$38.2K
DLTR icon
835
Dollar Tree
DLTR
$23.1B
$716K 0.01%
6,535
-599
-8% -$73.2K
FLRT icon
836
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$654M
$715K 0.01%
15,437
+1,005
+7% +$47.1K
SIG icon
837
Signet Jewelers
SIG
$3.55B
$713K 0.01%
8,418
+548
+7% +$49.9K
ALGN icon
838
Align Technology
ALGN
$12B
$712K 0.01%
+4,156
New +$728K
KB icon
839
KB Financial Group
KB
$41.2B
$712K 0.01%
+7,136
New +$717K
EQIX icon
840
Equinix
EQIX
$107B
$712K 0.01%
726
+68
+10% +$60.5K
GVI icon
841
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$711K 0.01%
6,666
-123
-2% -$13.2K
BFEB icon
842
Innovator US Equity Buffer ETF February
BFEB
$252M
$711K 0.01%
14,903
+1,592
+12% +$78K
APO icon
843
Apollo Global Management
APO
$70.7B
$711K 0.01%
6,380
+2,671
+72% +$331K
CGXU icon
844
Capital Group International Focus Equity ETF
CGXU
$6.12B
$708K 0.01%
24,016
+2,216
+10% +$68.3K
A icon
845
Agilent Technologies
A
$39.1B
$708K 0.01%
6,213
-395
-6% -$50.1K
BGRN icon
846
iShares USD Green Bond ETF
BGRN
$497M
$708K 0.01%
14,906
+1,222
+9% +$58.5K
UCON icon
847
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$708K 0.01%
28,564
+5,604
+24% +$141K
DFAE icon
848
Dimensional Emerging Core Equity Market ETF
DFAE
$9.21B
$707K 0.01%
20,883
-1,628
-7% -$56.9K
TFLO icon
849
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$707K 0.01%
13,957
+484
+4% +$24.5K
WTV icon
850
WisdomTree US Value Fund
WTV
$3.11B
$706K 0.01%
7,456
+1,095
+17% +$106K
32 33
34
35 36

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.