PS
UCON icon

Principal Securities’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Principal Securities’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$697K Sell
28,005
-559
-2% -$13.9K 0.01% 926
2026
Q1 		$708K Buy
28,564
+5,604
+24% +$141K 0.01% 847
2025
Q4 		$578K Buy
22,960
+3,466
+18% +$87.4K 0.01% 891
2025
Q3 		$491K Buy
19,494
+1,883
+11% +$47K 0.01% 914
2025
Q2 		$438K Sell
17,611
-1,149
-6% -$28.4K 0.01% 913
2025
Q1 		$462K Hold
18,760
– – 0.01% 807
2024
Q4 		$462K Buy
18,760
+515
+3% +$12.8K 0.01% 803
2024
Q3 		$458K Buy
18,245
+136
+0.8% +$3.39K 0.01% 788
2024
Q2 		$443K Sell
18,109
-1,032
-5% -$25.2K 0.01% 746
2024
Q1 		$471K Sell
19,141
-2,291
-11% -$56.4K 0.01% 695
2023
Q4 		$530K Buy
+21,432
New +$516K 0.02% 571

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Principal Securities's UCON Position: Q2 2026 in Review

Principal Securities reduced its First Trust Smith Unconstrained Bond ETF (UCON) stake by 2% in Q2 2026, selling an estimated $13.9K and leaving 28,005 shares worth $697K. The position accounts for 0.01% of the portfolio, ranked #926.

Principal Securities first reported a position in UCON in Q4 2023 and has held it in 11 quarters since. The position peaked at $708K in Q1 2026. 273 funds tracked by Wall St. Rank hold UCON as of Q2 2026.

  • Principal Securities held 28,005 shares of First Trust Smith Unconstrained Bond ETF worth $697K as of Q2 2026.
  • Principal Securities sold 559 First Trust Smith Unconstrained Bond ETF shares in Q2 2026, an estimated $13.9K.
  • First Trust Smith Unconstrained Bond ETF made up 0.01% of Principal Securities's portfolio in Q2 2026, its #926 holding.
  • Principal Securities first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2023 and has held it in 11 quarters since.
  • Principal Securities's First Trust Smith Unconstrained Bond ETF position peaked at $708K in Q1 2026.
  • 273 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.