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Principal Securities’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Principal Securities’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$708K Buy
28,564
+5,604
+24% +$141K 0.01% 847
2025
Q4 		$578K Buy
22,960
+3,466
+18% +$87.4K 0.01% 891
2025
Q3 		$491K Buy
19,494
+1,883
+11% +$47K 0.01% 914
2025
Q2 		$438K Sell
17,611
-1,149
-6% -$28.4K 0.01% 913
2025
Q1 		$462K Hold
18,760
– – 0.01% 807
2024
Q4 		$462K Buy
18,760
+515
+3% +$12.8K 0.01% 803
2024
Q3 		$458K Buy
18,245
+136
+0.8% +$3.39K 0.01% 788
2024
Q2 		$443K Sell
18,109
-1,032
-5% -$25.2K 0.01% 746
2024
Q1 		$471K Sell
19,141
-2,291
-11% -$56.4K 0.01% 695
2023
Q4 		$530K Buy
+21,432
New +$516K 0.02% 571

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return