We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
776
Stanley Black & Decker
SWK
$14.2B
$848K 0.01%
11,932
+8,733
+273% +$702K
VONV icon
777
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$848K 0.01%
9,041
+956
+12% +$91.9K
IJS icon
778
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$845K 0.01%
7,134
+584
+9% +$70.5K
CTSH icon
779
Cognizant
CTSH
$21.5B
$844K 0.01%
13,762
+1,650
+14% +$118K
DLN icon
780
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$843K 0.01%
9,436
+180
+2% +$16.4K
PPG icon
781
PPG Industries
PPG
$25.9B
$843K 0.01%
+7,883
New +$894K
VEU icon
782
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$842K 0.01%
11,208
+317
+3% +$24.6K
IJT icon
783
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$841K 0.01%
5,814
+84
+1% +$12.5K
LPLA icon
784
LPL Financial
LPLA
$26.3B
$837K 0.01%
2,781
+404
+17% +$136K
GWX icon
785
State Street SPDR S&P International Small Cap ETF
GWX
$861M
$832K 0.01%
19,712
+9,511
+93% +$414K
DLR icon
786
Digital Realty Trust
DLR
$73.7B
$832K 0.01%
4,616
-243
-5% -$41.5K
PYLD icon
787
PIMCO Multi Sector Bond Active ETF
PYLD
$14.8B
$828K 0.01%
+31,600
New +$842K
DFP
788
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$827K 0.01%
41,192
+1,944
+5% +$41.2K
EWJ icon
789
iShares MSCI Japan ETF
EWJ
$21.7B
$826K 0.01%
9,783
+5,431
+125% +$470K
F icon
790
Ford
F
$57.3B
$825K 0.01%
71,466
+5,361
+8% +$70.6K
NATO
791
Themes Transatlantic Defense ETF
NATO
$101M
$823K 0.01%
21,358
-4,216
-16% -$176K
CEFS icon
792
Saba Closed-End Funds ETF
CEFS
$424M
$822K 0.01%
36,463
+708
+2% +$16.3K
SPYD icon
793
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$819K 0.01%
17,992
+950
+6% +$43.7K
IGSB icon
794
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$818K 0.01%
15,554
+1,098
+8% +$58K
XYZ
795
Block Inc
XYZ
$45.9B
$817K 0.01%
13,569
+106
+0.8% +$6.45K
CNQ icon
796
Canadian Natural Resources
CNQ
$96.9B
$813K 0.01%
16,681
+4,440
+36% +$183K
HACK icon
797
Amplify Cybersecurity ETF
HACK
$2.63B
$806K 0.01%
10,732
+4,335
+68% +$334K
BRX icon
798
Brixmor Property Group
BRX
$9.95B
$806K 0.01%
27,973
+2,432
+10% +$68.7K
MTBA icon
799
Simplify MBS ETF
MTBA
$1.53B
$801K 0.01%
16,195
+1,710
+12% +$86K
PFEB icon
800
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$800K 0.01%
19,956
+440
+2% +$18K
30 31
32
33 34

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.