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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DASH icon
801
DoorDash
DASH
$75.3B
$799K 0.01%
5,321
-64
-1% -$11.8K
PNC icon
802
PNC Financial Services
PNC
$100B
$799K 0.01%
3,840
+222
+6% +$48.3K
CSX icon
803
CSX Corp
CSX
$98.6B
$799K 0.01%
19,453
+766
+4% +$30K
VGSH icon
804
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$789K 0.01%
13,474
+5,523
+69% +$324K
CGW icon
805
Invesco S&P Global Water Index ETF
CGW
$1.05B
$789K 0.01%
12,336
+3,637
+42% +$238K
AIZ icon
806
Assurant
AIZ
$13.7B
$788K 0.01%
3,617
-2,037
-36% -$464K
VRSK icon
807
Verisk Analytics
VRSK
$26.4B
$785K 0.01%
4,136
-144
-3% -$29.2K
JAAA icon
808
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$777K 0.01%
15,425
-5,442
-26% -$275K
AMRZ
809
Amrize Ltd
AMRZ
$27.3B
$776K 0.01%
+13,861
New +$795K
SCHV
810
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$775K 0.01%
25,395
-731
-3% -$22.8K
HOOD icon
811
Robinhood
HOOD
$85.2B
$772K 0.01%
11,141
+1,283
+13% +$113K
FISV
812
Fiserv Inc
FISV
$27.2B
$767K 0.01%
13,745
+2,947
+27% +$182K
EVRG icon
813
Evergy
EVRG
$20.1B
$765K 0.01%
9,341
+1,418
+18% +$112K
BSCV icon
814
Invesco BulletShares 2031 Corporate Bond ETF
BSCV
$1.75B
$765K 0.01%
46,483
+31,711
+215% +$528K
SYF icon
815
Synchrony
SYF
$23.7B
$761K 0.01%
11,191
+579
+5% +$42.1K
FIX icon
816
Comfort Systems
FIX
$61B
$760K 0.01%
551
-17
-3% -$21.6K
JPIE icon
817
JPMorgan Income ETF
JPIE
$10B
$757K 0.01%
16,441
+6,705
+69% +$310K
BKR icon
818
Baker Hughes
BKR
$56.8B
$756K 0.01%
12,380
+1,961
+19% +$113K
MUFG icon
819
Mitsubishi UFJ Financial
MUFG
$258B
$750K 0.01%
44,193
+2,858
+7% +$50.9K
CPA icon
820
Copa Holdings
CPA
$5.56B
$749K 0.01%
6,597
-2,877
-30% -$378K
FIVA
821
Fidelity International Value Factor ETF
FIVA
$574M
$745K 0.01%
+21,415
New +$772K
LOGI icon
822
Logitech
LOGI
$15.2B
$745K 0.01%
8,175
-4,858
-37% -$448K
CGMS icon
823
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$736K 0.01%
27,029
+2,044
+8% +$56.4K
HYGV icon
824
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$735K 0.01%
18,353
+512
+3% +$20.8K
REGN icon
825
Regeneron Pharmaceuticals
REGN
$68.8B
$734K 0.01%
950
+98
+12% +$75K
31 32
33
34 35

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.