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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
751
Mondelez International
MDLZ
$77.7B
$914K 0.01%
15,852
+4,455
+39% +$258K
PBR icon
752
Petrobras
PBR
$121B
$911K 0.01%
43,889
+7,510
+21% +$120K
FERG icon
753
Ferguson
FERG
$44.7B
$908K 0.01%
3,894
+2,700
+226% +$657K
XBI icon
754
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$908K 0.01%
7,111
+160
+2% +$20K
ALNY icon
755
Alnylam Pharmaceuticals
ALNY
$36.3B
$908K 0.01%
2,745
+119
+5% +$40.5K
DJD icon
756
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$476M
$908K 0.01%
15,200
-1,293
-8% -$78K
SLYV icon
757
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$896K 0.01%
9,473
+217
+2% +$21K
SDCI icon
758
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
SDCI
$553M
$896K 0.01%
32,887
-5,977
-15% -$146K
ES icon
759
Eversource Energy
ES
$28.2B
$894K 0.01%
12,907
+181
+1% +$12.8K
GSST icon
760
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.55B
$889K 0.01%
17,585
+1,317
+8% +$66.6K
DELL icon
761
Dell
DELL
$283B
$886K 0.01%
5,396
-1,423
-21% -$190K
BSCU icon
762
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.63B
$878K 0.01%
52,501
+6,813
+15% +$115K
AXON
763
Axon Enterprise
AXON
$40.5B
$872K 0.01%
2,054
-264
-11% -$137K
VBK icon
764
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$868K 0.01%
2,872
+14
+0.5% +$4.4K
FALN icon
765
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$867K 0.01%
32,449
-1,608
-5% -$43.9K
DT icon
766
Dynatrace
DT
$12.1B
$866K 0.01%
23,405
-1,474
-6% -$56.3K
ED icon
767
Consolidated Edison
ED
$41.6B
$865K 0.01%
7,644
+844
+12% +$91.4K
NEMD
768
Neuberger Emerging Markets Debt Hard Currency ETF
NEMD
$136M
$864K 0.01%
16,827
-126
-0.7% -$6.64K
TCHP icon
769
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.08B
$862K 0.01%
19,507
+8,929
+84% +$422K
INSM icon
770
Insmed
INSM
$23.2B
$861K 0.01%
5,265
+144
+3% +$22.1K
BSCQ icon
771
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$860K 0.01%
44,053
-11,123
-20% -$218K
VOOV icon
772
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$852K 0.01%
4,182
+58
+1% +$12.1K
MPWR icon
773
Monolithic Power Systems
MPWR
$65.5B
$852K 0.01%
779
-26
-3% -$28.4K
MLI icon
774
Mueller Industries
MLI
$14.1B
$850K 0.01%
15,350
+2,352
+18% +$141K
LYB icon
775
LyondellBasell Industries
LYB
$19.5B
$849K 0.01%
10,537
-134
-1% -$7.95K
29 30
31
32 33

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.