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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IT icon
701
Gartner
IT
$9.41B
$1.1M 0.02%
+6,968
New +$1.28M
TRV icon
702
Travelers Companies
TRV
$80.8B
$1.1M 0.02%
3,778
+328
+10% +$96.1K
HEFA icon
703
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$1.09M 0.02%
25,716
-44,410
-63% -$1.91M
CALF icon
704
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$1.09M 0.02%
24,219
+2,487
+11% +$113K
AVEM icon
705
Avantis Emerging Markets Equity ETF
AVEM
$24.9B
$1.09M 0.02%
13,474
+259
+2% +$21.5K
CCL icon
706
Carnival Corporation Ltd
CCL
$36.1B
$1.08M 0.02%
41,805
+4,107
+11% +$120K
PPLT
707
abrdn Physical Platinum Shares ETF
PPLT
$1.81B
$1.08M 0.02%
60,640
-11,490
-16% -$230K
GPC icon
708
Genuine Parts
GPC
$17.1B
$1.08M 0.02%
10,215
+438
+4% +$54.2K
RL icon
709
Ralph Lauren
RL
$22.2B
$1.08M 0.02%
3,140
+70
+2% +$24.9K
PHM icon
710
Pultegroup
PHM
$24.5B
$1.07M 0.02%
9,139
-1,061
-10% -$136K
AON icon
711
Aon
AON
$77.3B
$1.07M 0.02%
+3,329
New +$1.11M
VT icon
712
Vanguard Total World Stock ETF
VT
$76.3B
$1.07M 0.02%
7,707
+946
+14% +$136K
PEO
713
Adams Natural Resources Fund
PEO
$759M
$1.06M 0.02%
38,210
-5,033
-12% -$127K
CACI icon
714
CACI
CACI
$10.8B
$1.05M 0.02%
1,931
+21
+1% +$12.6K
JBHT icon
715
JB Hunt Transport Services
JBHT
$27.1B
$1.05M 0.02%
4,943
-1,024
-17% -$218K
ILCG icon
716
iShares Morningstar Growth ETF
ILCG
$3.1B
$1.05M 0.02%
10,948
+927
+9% +$94.2K
VICI icon
717
VICI Properties
VICI
$29.4B
$1.04M 0.02%
38,118
+2,494
+7% +$71.4K
IWP icon
718
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$1.04M 0.02%
8,123
-15
-0.2% -$2.03K
ULTA icon
719
Ulta Beauty
ULTA
$20.4B
$1.04M 0.02%
1,989
+344
+21% +$219K
XP icon
720
XP
XP
$8.62B
$1.04M 0.02%
54,504
+33,758
+163% +$652K
PYPL icon
721
PayPal
PYPL
$49.5B
$1.04M 0.02%
22,910
-11,576
-34% -$559K
NVR icon
722
NVR
NVR
$17.2B
$1.03M 0.02%
157
+66
+73% +$481K
ENTG icon
723
Entegris
ENTG
$19.7B
$1.02M 0.02%
8,707
+691
+9% +$81.7K
AM icon
724
Antero Midstream
AM
$10.8B
$1.02M 0.02%
44,747
+34,216
+325% +$707K
BUFQ icon
725
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
$1.02M 0.01%
28,823
+5,285
+22% +$189K
27 28
29
30 31

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.