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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIGO icon
651
Millicom
TIGO
$15.8B
$1.26M 0.02%
16,756
-4,425
-21% -$290K
YUM icon
652
Yum! Brands
YUM
$41B
$1.25M 0.02%
8,062
+354
+5% +$56.1K
BJUL icon
653
Innovator US Equity Buffer ETF July
BJUL
$289M
$1.25M 0.02%
25,105
– –
BBIN icon
654
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.47B
$1.24M 0.02%
17,001
+5,396
+46% +$408K
FPF
655
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.24M 0.02%
70,333
+260
+0.4% +$4.84K
BIO icon
656
Bio-Rad Laboratories Class A
BIO
$8.42B
$1.22M 0.02%
4,385
+113
+3% +$32.5K
EMR icon
657
Emerson Electric
EMR
$82.9B
$1.22M 0.02%
9,305
+535
+6% +$76.9K
BPOP icon
658
Popular Inc
BPOP
$11B
$1.21M 0.02%
9,036
+584
+7% +$78.3K
FLRN icon
659
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$1.21M 0.02%
39,364
-2,473
-6% -$76.1K
RWL icon
660
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$1.21M 0.02%
10,533
+7,046
+202% +$831K
IWL icon
661
iShares Russell Top 200 ETF
IWL
$2.16B
$1.21M 0.02%
7,538
-398
-5% -$67.1K
FPE icon
662
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.21M 0.02%
68,153
-36,429
-35% -$663K
OMFL icon
663
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
$1.2M 0.02%
20,007
-9,084
-31% -$566K
SHYG icon
664
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.2M 0.02%
28,425
-186,869
-87% -$7.98M
WSM icon
665
Williams-Sonoma
WSM
$26.7B
$1.2M 0.02%
6,587
+1,134
+21% +$226K
NVO
666
Novo Nordisk
NVO
$216B
$1.2M 0.02%
32,637
-628
-2% -$29.8K
XXV
667
Simplify Ancorato Target 25 Distribution ETF
XXV
$48.2M
$1.2M 0.02%
+52,876
New +$1.3M
SRE icon
668
Sempra
SRE
$60.8B
$1.19M 0.02%
12,285
+656
+6% +$60K
EXG icon
669
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$1.19M 0.02%
137,430
-9,211
-6% -$86.5K
LYV icon
670
Live Nation Entertainment
LYV
$41.2B
$1.19M 0.02%
7,791
+657
+9% +$99.5K
MRVL icon
671
Marvell Technology
MRVL
$174B
$1.19M 0.02%
11,985
+975
+9% +$81.9K
MLM icon
672
Martin Marietta Materials
MLM
$33.6B
$1.19M 0.02%
2,015
+42
+2% +$26.8K
SPMD icon
673
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$1.18M 0.02%
19,853
+9,058
+84% +$551K
PRU icon
674
Prudential Financial
PRU
$41.7B
$1.18M 0.02%
12,035
-1,014
-8% -$105K
H icon
675
Hyatt Hotels
H
$17.6B
$1.17M 0.02%
8,169
+447
+6% +$70.9K
25 26
27
28 29

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.