Principal Securities’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Principal Securities’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.13M	Sell	62,944 -5,209	-8%	-$93.8K	0.01%	742
2026 Q1	$1.21M	Sell	68,153 -36,429	-35%	-$663K	0.02%	662
2025 Q4	$1.91M	Buy	104,582 +8,741	+9%	+$160K	0.03%	490
2025 Q3	$1.75M	Sell	95,841 -22,024	-19%	-$398K	0.03%	492
2025 Q2	$2.1M	Buy	117,865 +7,226	+7%	+$126K	0.04%	396
2025 Q1	$1.96M	Hold	110,639	–	–	0.04%	368
2024 Q4	$1.96M	Buy	110,639 +30,877	+39%	+$554K	0.04%	366
2024 Q3	$1.44M	Buy	79,762 +48,567	+156%	+$861K	0.03%	433
2024 Q2	$542K	Buy	31,195 +794	+3%	+$13.7K	0.01%	677
2024 Q1	$527K	Sell	30,401 -240	-0.8%	-$4.1K	0.02%	643
2023 Q4	$517K	Buy	+30,641	New	+$494K	0.02%	586

Other funds holding FPE

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Principal Securities's FPE Position: Q2 2026 in Review

Principal Securities reduced its First Trust Preferred Securities and Income ETF (FPE) stake by 7.6% in Q2 2026, selling an estimated $93.8K and leaving 62,944 shares worth $1.13M. The position accounts for 0.01% of the portfolio, ranked #742.

Principal Securities first reported a position in FPE in Q4 2023 and has held it in 11 quarters since. The position peaked at $2.1M in Q2 2025. 463 funds tracked by Wall St. Rank hold FPE as of Q2 2026.

Principal Securities held 62,944 shares of First Trust Preferred Securities and Income ETF worth $1.13M as of Q2 2026.
Principal Securities sold 5,209 First Trust Preferred Securities and Income ETF shares in Q2 2026, an estimated $93.8K.
First Trust Preferred Securities and Income ETF made up 0.01% of Principal Securities's portfolio in Q2 2026, its #742 holding.
Principal Securities first reported a position in First Trust Preferred Securities and Income ETF in Q4 2023 and has held it in 11 quarters since.
Principal Securities's First Trust Preferred Securities and Income ETF position peaked at $2.1M in Q2 2025.
463 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.