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First Trust Preferred Securities and Income ETF

405 hedge funds and large institutions have $3.26B invested in First Trust Preferred Securities and Income ETF in 2024 Q1 according to their latest regulatory filings, with 44 funds opening new positions, 163 increasing their positions, 140 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more repeat investments, than reductions

Existing positions increased: 163 | Existing positions reduced: 140

16% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 38

0% more funds holding

Funds holding: 404405 (+1)

0% more funds holding in top 10

Funds holding in top 10: 1919 (0)

16.67% less ownership

Funds ownership: 78.16%61.49% (-17%)

21% less capital invested

Capital invested by funds: $4.13B → $3.26B (-$873M)

90% less call options, than puts

Call options by funds: $35K | Put options by funds: $348K

Holders
405
Holders Change
+1
Holders Change %
+0.25%
% of All Funds
5.83%
Holding in Top 10
19
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.27%
New
44
Increased
163
Reduced
140
Closed
38
Calls
$35K
Puts
$348K
Net Calls
-$313K
Net Calls Change
-$157K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$822M -$800M -46,796,351 -50%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$302M -$25.6M -1,497,229 -8%
Wells Fargo
3
Wells Fargo
California
$196M +$12M +702,080 +7%
UBS Group
4
UBS Group
Switzerland
$184M +$14.2M +828,424 +8%
LPL Financial
5
LPL Financial
California
$182M +$5.82M +340,219 +3%
Bank of America
6
Bank of America
North Carolina
$133M +$3.78M +221,176 +3%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$93.4M +$6.71M +392,560 +8%
RJA
8
Raymond James & Associates
Florida
$57.8M +$3.97M +232,363 +7%
PNC
9
Park National Corp
Ohio
$56.5M -$579K -33,834 -1%
KAS
10
Kestra Advisory Services
Texas
$37M +$1.72M +100,431 +5%
Osaic Holdings
11
Osaic Holdings
Arizona
$33.7M +$1.8M +105,532 +6%
Stifel Financial
12
Stifel Financial
Missouri
$31.3M -$10.2M -595,516 -25%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$31M +$5.53M +323,436 +22%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$29.9M +$4.48M +262,001 +18%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$28.8M -$854K -49,924 -3%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$27.8M +$1.14M +66,430 +4%
Renaissance Technologies
17
Renaissance Technologies
New York
$27M -$9.92M -580,292 -27%
OPAM
18
Ocean Park Asset Management
California
$25.9M +$10.5M +614,600 +70%
AAP
19
Arax Advisory Partners
Colorado
$24.9M +$942K +55,102 +4%
MFG
20
Magnus Financial Group
New York
$24.1M +$394K +23,033 +2%
CTB
21
Country Trust Bank
Illinois
$24M -$894K -52,274 -4%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$23.7M +$3.49M +204,366 +18%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$22.4M +$1.28M +74,688 +6%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$22M +$382K +22,359 +2%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$19.8M +$12.9M +754,718 +195%

FPE Hedge Fund Activity: Q1 2024 in Review

405 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q1 2024, worth a combined $3.26B — down 21% from $4.13B a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new FPE positions and 38 closed out — a net gain of 6 holders — while 163 added to existing stakes and 140 trimmed.

The largest buyer was UBS Group, adding an estimated $14.2M. The largest seller was Morgan Stanley, cutting an estimated $800M.

  • 405 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q1 2024, up from 404 in Q4 2023.
  • Funds reported $3.26B of First Trust Preferred Securities and Income ETF stock for Q1 2024, down 21% quarter-over-quarter.
  • 44 funds opened new First Trust Preferred Securities and Income ETF positions in Q1 2024 and 38 closed out, a net change of +6 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q1 2024 was UBS Group, an estimated $14.2M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q1 2024 was Morgan Stanley, an estimated $800M sold.

Based on aggregated 13F filings for Q1 2024.