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First Trust Preferred Securities and Income ETF

75 hedge funds and large institutions have $442M invested in First Trust Preferred Securities and Income ETF in 2016 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 35 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 5

169% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 13

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

33% more capital invested

Capital invested by funds: $333M → $442M (+$109M)

25% more funds holding

Funds holding: 6075 (+15)

1.57% more ownership

Funds ownership: 57.22%58.78% (+1.6%)

Holders
75
Holders Change
+15
Holders Change %
+25%
% of All Funds
2%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.11%
New
20
Increased
35
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$158M +$41.3M +2,221,793 +36%
LPL Financial
2
LPL Financial
California
$44.1M +$8.49M +456,811 +24%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$42.4M +$1.9M +102,347 +5%
UBS Group
4
UBS Group
Switzerland
$31.9M +$3.71M +199,463 +13%
Bank of America
5
Bank of America
North Carolina
$29.6M +$10.1M +542,829 +52%
MMA
6
Miracle Mile Advisors
California
$24.7M +$24.6M +1,324,848 New
BCM
7
Brookstone Capital Management
Illinois
$17.9M -$4.17M -224,176 -19%
AIG
8
American International Group
New York
$8.63M +$5.03M +270,380 +141%
RJA
9
Raymond James & Associates
Florida
$8.28M +$2.77M +149,102 +51%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$6.81M +$1.76M +94,654 +35%
VFS
11
VSR Financial Services
Kansas
$5.65M +$801K +43,103 +17%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$5.63M +$3.2M +172,164 +133%
HighTower Advisors
13
HighTower Advisors
Illinois
$5.04M +$4.04M +217,508 +411%
Stifel Financial
14
Stifel Financial
Missouri
$4.51M +$40.6K +2,187 +0.9%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$3.94M +$1.11M +59,607 +39%
MFS
16
MSI Financial Services
Massachusetts
$3.32M +$1.54M +82,601 +87%
WFG
17
Wills Financial Group
Virginia
$2.42M +$2.41M +129,850 New
AIM
18
Aspen Investment Management
Michigan
$2.42M +$18.8K +1,010 +0.8%
First Trust Advisors
19
First Trust Advisors
Illinois
$2.33M -$1.61M -86,694 -41%
SIM
20
SSI Investment Management
California
$2.19M +$2.18M +117,390 New
HFS
21
HL Financial Services
Kentucky
$2.07M -$41.5K -2,233 -2%
ACM
22
Argentus Capital Management
Texas
$2.03M +$604K +32,497 +43%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.89M +$346K +18,632 +23%
FHC
24
First Heartland Consultants
Missouri
$1.74M +$177K +9,543 +11%
SEIA
25
Signature Estate & Investment Advisors
California
$1.57M +$877K +47,175 +127%

FPE Hedge Fund Activity: Q1 2016 in Review

75 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q1 2016, worth a combined $442M — up 33% from $333M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FPE positions and 5 closed out — a net gain of 15 holders — while 35 added to existing stakes and 13 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $41.3M. The largest seller was Transamerica Financial Advisors, cutting an estimated $5.35M.

  • 75 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q1 2016, up from 60 in Q4 2015.
  • Funds reported $442M of First Trust Preferred Securities and Income ETF stock for Q1 2016, up 33% quarter-over-quarter.
  • 20 funds opened new First Trust Preferred Securities and Income ETF positions in Q1 2016 and 5 closed out, a net change of +15 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q1 2016 was Morgan Stanley, an estimated $41.3M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q1 2016 was Transamerica Financial Advisors, an estimated $5.35M sold.

Based on aggregated 13F filings for Q1 2016.