We are live on ! Find out more
FPE icon

First Trust Preferred Securities and Income ETF

397 hedge funds and large institutions have $3.1B invested in First Trust Preferred Securities and Income ETF in 2023 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 143 increasing their positions, 153 reducing their positions, and 58 closing their positions.

New
Increased
Maintained
Reduced
Closed

184% more call options, than puts

Call options by funds: $105K | Put options by funds: $37K

7% less repeat investments, than reductions

Existing positions increased: 143 | Existing positions reduced: 153

2.53% less ownership

Funds ownership: 60.2%57.67% (-2.5%)

6% less funds holding

Funds holding: 424397 (-27)

14% less funds holding in top 10

Funds holding in top 10: 2219 (-3)

26% less capital invested

Capital invested by funds: $4.19B → $3.1B (-$1.09B)

31% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 58

Holders
397
Holders Change
-27
Holders Change %
-6.37%
% of All Funds
6.33%
Holding in Top 10
19
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.64%
% of All Funds
0.3%
New
40
Increased
143
Reduced
153
Closed
58
Calls
$105K
Puts
$37K
Net Calls
+$68K
Net Calls Change
-$536K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$835M +$25.2M +1,461,684 +3%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$308M -$20.4M -1,184,246 -6%
Wells Fargo
3
Wells Fargo
California
$172M +$38.1M +2,208,674 +26%
LPL Financial
4
LPL Financial
California
$156M +$11.5M +665,019 +7%
UBS Group
5
UBS Group
Switzerland
$155M -$8.58M -497,017 -5%
Bank of America
6
Bank of America
North Carolina
$107M -$6.52M -377,566 -5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$98.3M +$11.3M +657,257 +12%
PNC
8
Park National Corp
Ohio
$63M -$1.77M -102,449 -3%
State of Tennessee, Department of Treasury
9
State of Tennessee, Department of Treasury
Tennessee
$55.2M +$54.2M +3,140,704 +997%
Osaic Holdings
10
Osaic Holdings
Arizona
$49.7M +$9.56M +554,017 +22%
RJA
11
Raymond James & Associates
Florida
$48.3M +$5.04M +292,046 +11%
Stifel Financial
12
Stifel Financial
Missouri
$37.9M -$2.72M -157,863 -6%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$32.8M +$20.4K +1,182 +0.1%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$31M -$652K -37,790 -2%
MMA
15
Miracle Mile Advisors
California
$28.8M -$5.52M -319,585 -15%
CTB
16
Country Trust Bank
Illinois
$28.7M -$5.01M -290,162 -14%
KAS
17
Kestra Advisory Services
Texas
$28.2M +$19.1M +1,108,328 +169%
Jane Street
18
Jane Street
New York
$25.8M -$108M -6,266,759 -79%
BFG
19
Berger Financial Group
Minnesota
$23.9M +$1.1M +63,874 +4%
Truist Financial
20
Truist Financial
North Carolina
$21.4M -$6.02M -349,101 -21%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$20.6M -$4.09M -236,966 -15%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$20.4M -$4.04M -234,100 -15%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$18.9M -$3.28M -190,324 -14%
MFG
24
Magnus Financial Group
New York
$18.4M +$964K +55,880 +5%
AAP
25
Arax Advisory Partners
Colorado
$17.5M -$63.3K -3,666 -0.3%

FPE Hedge Fund Activity: Q1 2023 in Review

397 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q1 2023, worth a combined $3.1B — down 26% from $4.19B a quarter earlier.

Sellers outnumbered buyers: 58 funds closed out of FPE and 40 opened new positions — a net loss of 18 holders — while 153 trimmed existing stakes and 143 added.

The largest buyer was State of Tennessee, Department of Treasury, adding an estimated $54.2M. The largest seller was Jane Street, cutting an estimated $108M.

  • 397 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q1 2023, down from 424 in Q4 2022.
  • Funds reported $3.1B of First Trust Preferred Securities and Income ETF stock for Q1 2023, down 26% quarter-over-quarter.
  • 40 funds opened new First Trust Preferred Securities and Income ETF positions in Q1 2023 and 58 closed out, a net change of -18 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q1 2023 was State of Tennessee, Department of Treasury, an estimated $54.2M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q1 2023 was Jane Street, an estimated $108M sold.

Based on aggregated 13F filings for Q1 2023.