FPE icon

First Trust Preferred Securities and Income ETF
FPE

Overview Fund Activity

331 hedge funds and large institutions have $3.28B invested in First Trust Preferred Securities and Income ETF in 2020 Q4 according to their latest regulatory filings, with 63 funds opening new positions, 146 increasing their positions, 81 reducing their positions, and 17 closing their positions.

Holders
331
Holders Change
+44
Holders Change %
+15.33%
% of All Funds
5.87%
Holding in Top 10
25
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+25%
% of All Funds
0.44%
New
63
Increased
146
Reduced
81
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$75.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$925M
3
MAP
3
Milestone Advisory Partners
North Carolina
$16.1M
4
ST
4
Spinnaker Trust
Maine
$14.6M
5
BFG
5
Berger Financial Group
Minnesota
$12.8M

Top Sellers

1
TC
1
Trilogy Capital
California
$0
2
AWE
2
Avidian Wealth Enterprises
Texas
$0
3
TW
3
Transform Wealth
Colorado
$788K
4
GIA
4
Gladstone Institutional Advisory
Florida
$7.2M
5
SWP
5
Stratos Wealth Partners
Ohio
$8.17M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$925M 45,792,227 +1,684,349 +4%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$289M 14,300,326 +181,606 +1%
UBS Group
3
UBS Group
Switzerland
$203M 10,035,917 +402,837 +4%
Bank of America
4
Bank of America
North Carolina
$145M 7,200,191 +64,050 +0.9%
LPL Financial
5
LPL Financial
California
$109M 5,375,362 +207,799 +4%
GC
6
Grimes & Company
Massachusetts
$87.6M 4,338,472 +296,874 +7%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$84.7M 4,195,502 +445,342 +12%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$75.5M 3,738,675 +3,027,693 +426%
EVM
9
Eaton Vance Management
Massachusetts
$49.6M 2,458,012 -75,000 -3%
RJA
10
Raymond James & Associates
Florida
$44.2M 2,186,800 +184,357 +9%
TNBTD
11
Trustmark National Bank Trust Department
Mississippi
$39.7M 1,964,382 -148,096 -7%
Osaic Holdings
12
Osaic Holdings
Arizona
$38.6M 1,912,646 +12,163 +0.6%
Truist Financial
13
Truist Financial
North Carolina
$36.6M 1,811,625 -75,826 -4%
PNC
14
Park National Corp
Ohio
$35.5M 1,757,087 +378,344 +27%
Qube Research & Technologies (QRT)
15
Qube Research & Technologies (QRT)
United Kingdom
$34.6M 1,714,261 +572,556 +50%
CTB
16
Country Trust Bank
Illinois
$34.1M 1,687,782 +424,224 +34%
MMA
17
Miracle Mile Advisors
California
$33.2M 1,646,020 +139,778 +9%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$33.1M 1,638,520 +57,241 +4%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$30.3M 1,500,262 +113,957 +8%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$28.1M 1,392,827 +1,076 +0.1%
CCA
21
Clearwater Capital Advisors
Illinois
$28.1M 1,389,330 +145,649 +12%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$27.8M 1,375,977 +102,841 +8%
SFWA
23
Summit Financial Wealth Advisors
Louisiana
$25.4M 1,324,125 +15,563 +1%
Stifel Financial
24
Stifel Financial
Missouri
$24.6M 1,218,034 +113,595 +10%
FAM
25
Flaharty Asset Management
Florida
$23.9M 1,185,685 -15,162 -1%
1
2 3 4 5