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First Trust Preferred Securities and Income ETF

52 hedge funds and large institutions have $205M invested in First Trust Preferred Securities and Income ETF in 2015 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 23 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

229% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 7

157% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 7

41% more capital invested

Capital invested by funds: $145M → $205M (+$59.3M)

24% more funds holding

Funds holding: 4252 (+10)

0.75% more ownership

Funds ownership: 55.81%56.56% (+0.75%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
52
Holders Change
+10
Holders Change %
+23.81%
% of All Funds
1.45%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
18
Increased
23
Reduced
7
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$68.9M +$29.8M +1,569,632 +75%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$34.2M +$9.76M +514,378 +39%
UBS Group
3
UBS Group
Switzerland
$22.9M +$3.71M +195,450 +19%
MMA
4
Miracle Mile Advisors
California
$13.4M +$1.16M +60,988 +9%
Bank of America
5
Bank of America
North Carolina
$11.5M +$3.14M +165,203 +37%
SIM
6
SSI Investment Management
California
$6.26M +$1.05M +55,104 +20%
LPL Financial
7
LPL Financial
California
$6.04M +$790K +41,602 +15%
TFA
8
Transamerica Financial Advisors
Florida
$4.75M +$1.81M +95,150 +60%
First Trust Advisors
9
First Trust Advisors
Illinois
$4.24M -$972K -51,235 -18%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$3.51M +$3.55M +187,155 New
AIG
11
American International Group
New York
$2.97M -$20.3K -1,069 -0.7%
SCA
12
Strategic Capital Alternatives
United States
$2.73M +$2.77M +145,789 New
ACM
13
Argentus Capital Management
Texas
$2.53M +$2.56M +135,067 New
HFS
14
HL Financial Services
Kentucky
$2.22M +$1.45M +76,162 +181%
Jane Street
15
Jane Street
New York
$1.98M +$2M +105,384 New
RJA
16
Raymond James & Associates
Florida
$1.32M +$133K +6,985 +11%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.24M +$1.26M +66,148 New
JP Morgan Chase
18
JP Morgan Chase
New York
$1.2M +$314K +16,530 +35%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.07M +$352K +18,543 +48%
AIM
20
Aspen Investment Management
Michigan
$994K +$463K +24,399 +85%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$964K +$975K +51,394 New
HI
22
Horizon Investments
North Carolina
$922K -$1.01M -53,314 -52%
Stifel Financial
23
Stifel Financial
Missouri
$828K +$18.4K +967 +2%
ONB
24
Old National Bancorp
Indiana
$814K -$8.67K -457 -1%
MFS
25
MSI Financial Services
Massachusetts
$752K -$11.2K -588 -1%

FPE Hedge Fund Activity: Q3 2015 in Review

52 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q3 2015, worth a combined $205M — up 41% from $145M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FPE positions and 7 closed out — a net gain of 11 holders — while 23 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $29.8M. The largest seller was HighTower Advisors, exiting entirely with an estimated $5.03M sold.

  • 52 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q3 2015, up from 42 in Q2 2015.
  • Funds reported $205M of First Trust Preferred Securities and Income ETF stock for Q3 2015, up 41% quarter-over-quarter.
  • 18 funds opened new First Trust Preferred Securities and Income ETF positions in Q3 2015 and 7 closed out, a net change of +11 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q3 2015 was Morgan Stanley, an estimated $29.8M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q3 2015 was HighTower Advisors, an estimated $5.03M sold.

Based on aggregated 13F filings for Q3 2015.