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First Trust Preferred Securities and Income ETF
FPE

Overview Fund Activity

52 hedge funds and large institutions have $205M invested in First Trust Preferred Securities and Income ETF in 2015 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 23 increasing their positions, 7 reducing their positions, and 7 closing their positions.

Holders
52
Holders Change
+10
Holders Change %
+23.81%
% of All Funds
1.45%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
18
Increased
23
Reduced
7
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$68.9M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$34.2M
3
UBS Group
3
UBS Group
Switzerland
$22.9M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.51M
5
Bank of America
5
Bank of America
North Carolina
$11.5M

Top Sellers

1
HighTower Advisors
1
HighTower Advisors
Illinois
$0
2
HI
2
Horizon Investments
North Carolina
$922K
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$0
4
First Trust Advisors
4
First Trust Advisors
Illinois
$4.24M
5
AIM
5
Advantage Investment Management
Iowa
$109K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$68.9M 3,674,429 +1,569,632 +75%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$34.2M 1,821,967 +514,378 +39%
UBS Group
3
UBS Group
Switzerland
$22.9M 1,223,803 +195,450 +19%
MMA
4
Miracle Mile Advisors
California
$13.4M 714,078 +60,988 +9%
Bank of America
5
Bank of America
North Carolina
$11.5M 613,057 +165,203 +37%
SIM
6
SSI Investment Management
California
$6.27M 334,214 +55,104 +20%
LPL Financial
7
LPL Financial
California
$6.05M 321,040 +41,602 +15%
TFA
8
Transamerica Financial Advisors
Florida
$4.76M 253,570 +95,150 +60%
First Trust Advisors
9
First Trust Advisors
Illinois
$4.24M 226,005 -51,235 -18%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$3.51M 187,155 +187,155 New
AIG
11
American International Group
New York
$2.97M 158,543 -1,069 -0.7%
SCA
12
Strategic Capital Alternatives
United States
$2.73M 145,789 +145,789 New
ACM
13
Argentus Capital Management
Texas
$2.53M 135,067 +135,067 New
HFS
14
HL Financial Services
Kentucky
$2.22M 118,187 +76,162 +181%
Jane Street
15
Jane Street
New York
$1.98M 105,384 +105,384 New
RJA
16
Raymond James & Associates
Florida
$1.32M 70,577 +6,985 +11%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.24M 66,148 +66,148 New
JPMorgan Chase & Co
18
JPMorgan Chase & Co
New York
$1.2M 63,793 +16,530 +35%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.07M 56,847 +18,543 +48%
AIM
20
Aspen Investment Management
Michigan
$994K 52,989 +24,399 +85%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$964K 51,394 +51,394 New
HI
22
Horizon Investments
North Carolina
$922K 49,161 -53,314 -52%
Stifel Financial
23
Stifel Financial
Missouri
$828K 44,177 +967 +2%
ONB
24
Old National Bancorp
Indiana
$814K 43,424 -457 -1%
MFS
25
MSI Financial Services
Massachusetts
$752K 40,116 -588 -1%
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