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First Trust Preferred Securities and Income ETF

88 hedge funds and large institutions have $647M invested in First Trust Preferred Securities and Income ETF in 2016 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 38 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

229% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 7

124% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 17

100% more funds holding in top 10

Funds holding in top 10: 36 (+3)

36% more capital invested

Capital invested by funds: $477M → $647M (+$170M)

19% more funds holding

Funds holding: 7488 (+14)

0.29% more ownership

Funds ownership: 52.12%52.41% (+0.29%)

Holders
88
Holders Change
+14
Holders Change %
+18.92%
% of All Funds
2.35%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.16%
New
23
Increased
38
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$232M +$41.1M +2,105,140 +22%
UBS Group
2
UBS Group
Switzerland
$68.9M +$26.1M +1,336,507 +61%
Bank of America
3
Bank of America
North Carolina
$51.3M +$14.8M +758,732 +41%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$40.6M +$2.87M +147,006 +8%
MMA
5
Miracle Mile Advisors
California
$36.2M +$6.86M +351,399 +23%
LPL Financial
6
LPL Financial
California
$32.6M +$6.79M +348,027 +26%
BCM
7
Brookstone Capital Management
Illinois
$20.8M -$1.38M -70,857 -6%
BFG
8
Beacon Financial Group
Texas
$15.6M +$15.6M +797,778 New
HighTower Advisors
9
HighTower Advisors
Illinois
$14.9M +$2.51M +128,740 +20%
JIP
10
Jaffetilchin Investment Partners
Florida
$13.5M +$13.3M +681,483 +6,706%
RJA
11
Raymond James & Associates
Florida
$11.8M +$1.88M +96,618 +19%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$9.18M +$1.9M +97,603 +26%
AG
13
Advisor Group
Arizona
$8.56M +$1.3M +66,396 +18%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$7.88M +$7.87M +403,256 New
Stifel Financial
15
Stifel Financial
Missouri
$5.44M -$1.07M -54,782 -16%
MFS
16
MSI Financial Services
Massachusetts
$4.42M +$939K +48,111 +27%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$4.02M +$4.01M +205,527 New
WFG
18
Wills Financial Group
Virginia
$3.41M +$543K +27,851 +19%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$3.4M +$1.89M +96,683 +125%
CAN
20
Cetera Advisor Networks
California
$3.3M +$1.95M +99,749 +144%
PNC
21
Park National Corp
Ohio
$3.26M +$1.76M +90,334 +118%
FAAS
22
First Allied Advisory Services
California
$3.09M +$797K +40,848 +35%
Jane Street
23
Jane Street
New York
$2.95M +$304K +15,600 +12%
First Trust Advisors
24
First Trust Advisors
Illinois
$2.82M +$141K +7,226 +5%
EDRIA
25
Edmonds Duncan Registered Investment Advisors
Kansas
$2.78M +$2.79M +142,884 New

FPE Hedge Fund Activity: Q3 2016 in Review

88 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q3 2016, worth a combined $647M — up 36% from $477M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FPE positions and 7 closed out — a net gain of 16 holders — while 38 added to existing stakes and 17 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $41.1M. The largest seller was Envestnet Asset Management, cutting an estimated $6.28M.

  • 88 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q3 2016, up from 74 in Q2 2016.
  • Funds reported $647M of First Trust Preferred Securities and Income ETF stock for Q3 2016, up 36% quarter-over-quarter.
  • 23 funds opened new First Trust Preferred Securities and Income ETF positions in Q3 2016 and 7 closed out, a net change of +16 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q3 2016 was Morgan Stanley, an estimated $41.1M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q3 2016 was Envestnet Asset Management, an estimated $6.28M sold.

Based on aggregated 13F filings for Q3 2016.