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First Trust Preferred Securities and Income ETF

205 hedge funds and large institutions have $1.61B invested in First Trust Preferred Securities and Income ETF in 2018 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 80 increasing their positions, 60 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 19

33% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 60

9% more funds holding

Funds holding: 188205 (+17)

8% more funds holding in top 10

Funds holding in top 10: 1213 (+1)

4% more capital invested

Capital invested by funds: $1.55B → $1.61B (+$68.5M)

0.43% more ownership

Funds ownership: 44.41%44.84% (+0.43%)

Holders
205
Holders Change
+17
Holders Change %
+9.04%
% of All Funds
4.69%
Holding in Top 10
13
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+8.33%
% of All Funds
0.3%
New
37
Increased
80
Reduced
60
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$494M +$155K +8,077 +0%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$193M +$22M +1,144,888 +13%
UBS Group
3
UBS Group
Switzerland
$134M +$5.06M +263,890 +4%
Bank of America
4
Bank of America
North Carolina
$99M +$5.86M +305,103 +6%
LPL Financial
5
LPL Financial
California
$65.9M -$2.17M -113,108 -3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$31.6M +$3.08M +160,607 +11%
MMA
7
Miracle Mile Advisors
California
$31.2M +$219K +11,406 +0.7%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$28.3M +$5.53M +288,145 +24%
RJA
9
Raymond James & Associates
Florida
$25.5M +$2.12M +110,417 +9%
HWA
10
HCR Wealth Advisors
California
$23.7M +$21.7M +1,132,895 +896%
TNBTD
11
Trustmark National Bank Trust Department
Mississippi
$23.5M -$755K -39,351 -3%
HighTower Advisors
12
HighTower Advisors
Illinois
$20.2M -$10M -522,929 -33%
FAM
13
Flaharty Asset Management
Florida
$20.1M +$496K +25,819 +3%
CAN
14
Cetera Advisor Networks
California
$19.5M +$12.6M +656,153 +180%
BFG
15
Beacon Financial Group
Texas
$19.2M -$19.2M -997,959 -98%
QAM
16
QCI Asset Management
New York
$16M -$363K -18,910 -2%
SFWA
17
Summit Financial Wealth Advisors
Louisiana
$15.4M +$4.3M +223,903 +38%
ACM
18
Aviance Capital Management
Florida
$15M -$11.9M -619,044 -44%
BTS
19
BB&T Securities
Virginia
$12M -$5.46M -284,478 -31%
AAP
20
Arax Advisory Partners
Colorado
$12M +$12.1M +628,859 New
CWM
21
Cornerstone Wealth Management
Missouri
$11M +$861K +44,884 +26%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$10.8M +$640K +33,355 +6%
AG
23
Advisor Group
Arizona
$10.7M +$1.24M +64,355 +13%
CTB
24
Country Trust Bank
Illinois
$10.6M -$443K -23,062 -4%
Stifel Financial
25
Stifel Financial
Missouri
$10.1M +$2.99M +155,800 +42%

FPE Hedge Fund Activity: Q3 2018 in Review

205 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q3 2018, worth a combined $1.61B — up 4.4% from $1.55B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new FPE positions and 19 closed out — a net gain of 18 holders — while 80 added to existing stakes and 60 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $22M. The largest seller was Beacon Financial Group, cutting an estimated $19.2M.

  • 205 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q3 2018, up from 188 in Q2 2018.
  • Funds reported $1.61B of First Trust Preferred Securities and Income ETF stock for Q3 2018, up 4.4% quarter-over-quarter.
  • 37 funds opened new First Trust Preferred Securities and Income ETF positions in Q3 2018 and 19 closed out, a net change of +18 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q3 2018 was Royal Bank of Canada, an estimated $22M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q3 2018 was Beacon Financial Group, an estimated $19.2M sold.

Based on aggregated 13F filings for Q3 2018.