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First Trust Preferred Securities and Income ETF
FPE

15 hedge funds and large institutions have $33M invested in First Trust Preferred Securities and Income ETF in 2013 Q2 according to their latest regulatory filings, with 15 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

43.77% more ownership

Funds ownership: 0% → 43.77% (+44%)

Holders
15
Holders Change
+15
Holders Change %
–
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.3M +$25.1M +1,239,637 New
TT
2
Tower Trust
Indiana
$2.11M +$2.18M +107,803 New
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.37M +$1.42M +69,955 New
LPL Financial
4
LPL Financial
California
$1.19M +$1.23M +60,737 New
SNC
5
Stifel Nicolaus & Co
Missouri
$923K +$954K +47,146 New
AIM
6
Aspen Investment Management
Michigan
$922K +$953K +47,090 New
JP Morgan Chase
7
JP Morgan Chase
New York
$551K +$570K +28,160 New
HFS
8
HL Financial Services
Kentucky
$526K +$544K +26,900 New
Bank of America
9
Bank of America
North Carolina
$361K +$374K +18,454 New
Deutsche Bank
10
Deutsche Bank
Germany
$287K +$298K +14,700 New
U
11
UBS
Switzerland
$218K +$226K +11,149 New
IH
12
IFC Holdings
Florida
$199K +$205K +10,133 New
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$88K +$91.2K +4,505 New
DADC
14
D.A. Davidson & Co
Montana
$19K +$20.2K +1,000 New
FBT
15
Founders Bank & Trust
Michigan
$2K +$2.43K +120 New

FPE Hedge Fund Activity: Q2 2013 in Review

15 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q2 2013, worth a combined $33M.

Buyers outnumbered sellers: 15 funds opened new FPE positions and 0 closed out — a net gain of 15 holders — while 0 added to existing stakes and 0 trimmed.

  • 15 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $33M of First Trust Preferred Securities and Income ETF stock for Q2 2013.
  • 15 funds opened new First Trust Preferred Securities and Income ETF positions in Q2 2013 and 0 closed out, a net change of +15 holders.

Based on aggregated 13F filings for Q2 2013.