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First Trust Preferred Securities and Income ETF
FPE

Overview Fund Activity

74 hedge funds and large institutions have $477M invested in First Trust Preferred Securities and Income ETF in 2016 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 43 increasing their positions, 11 reducing their positions, and 12 closing their positions.

Holders
74
Holders Change
-1
Holders Change %
-1.33%
% of All Funds
1.98%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
13
Increased
43
Reduced
11
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$186M
2
UBS Group
2
UBS Group
Switzerland
$41.6M
3
AG
3
Advisor Group
Arizona
$7.06M
4
HighTower Advisors
4
HighTower Advisors
Illinois
$12.1M
5
Bank of America
5
Bank of America
North Carolina
$35.5M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$25.2M
2
AIG
2
American International Group
New York
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$36.7M
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$0
5
VFS
5
VSR Financial Services
Kansas
$3.16M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$186M 9,782,348 +1,320,593 +16%
UBS Group
2
UBS Group
Switzerland
$41.6M 2,187,613 +481,457 +28%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$36.7M 1,930,269 -339,201 -15%
Bank of America
4
Bank of America
North Carolina
$35.5M 1,867,112 +282,618 +18%
MMA
5
Miracle Mile Advisors
California
$29.1M 1,501,549 +176,701 +13%
LPL Financial
6
LPL Financial
California
$25.2M 1,318,485 -1,052,471 -44%
BCM
7
Brookstone Capital Management
Illinois
$21.6M 1,134,055 +175,163 +18%
HighTower Advisors
8
HighTower Advisors
Illinois
$12.1M 634,973 +364,548 +135%
RJA
9
Raymond James & Associates
Florida
$9.62M 505,971 +62,255 +14%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$7.1M 373,375 +8,655 +2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$7.07M 371,753 +70,134 +23%
AG
12
Advisor Group
Arizona
$7.06M 371,503 +371,503 New
Stifel Financial
13
Stifel Financial
Missouri
$6.34M 333,006 +91,218 +38%
MFS
14
MSI Financial Services
Massachusetts
$3.38M 177,945 +274 +0.2%
VFS
15
VSR Financial Services
Kansas
$3.16M 166,195 -136,659 -45%
WFG
16
Wills Financial Group
Virginia
$2.79M 146,462 +16,612 +13%
First Trust Advisors
17
First Trust Advisors
Illinois
$2.61M 137,032 +12,031 +10%
AIM
18
Aspen Investment Management
Michigan
$2.58M 135,643 +6,299 +5%
Jane Street
19
Jane Street
New York
$2.57M 135,251 +90,623 +203%
FAAS
20
First Allied Advisory Services
California
$2.23M 117,068 +38,423 +49%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$2.08M 109,371 +40,818 +60%
HFS
22
HL Financial Services
Kentucky
$2.02M 105,935 -4,787 -4%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.96M 102,989 +1,744 +2%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$1.74M 91,322 +73,988 +427%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$1.47M 77,162 +22,477 +41%
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