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First Trust Preferred Securities and Income ETF

27 hedge funds and large institutions have $38.3M invested in First Trust Preferred Securities and Income ETF in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 2 reducing their positions, and 0 closing their positions.

Holders
27
Holders Change
+5
Holders Change %
+22.73%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
11
Reduced
2
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$22.7M 1,204,478 +354,269 +42%
Bank of America
2
Bank of America
North Carolina
$3.06M 162,467 +11,411 +8%
U
3
UBS
Switzerland
$2.11M 111,651 +42,511 +61%
LPL Financial
4
LPL Financial
California
$1.63M 86,111 +16,494 +24%
First Trust Advisors
5
First Trust Advisors
Illinois
$1.3M 68,903 +68,903 New
ONB
6
Old National Bancorp
Indiana
$989K 52,431 -3,203 -6%
NES
7
New England Securities
New York
$939K 49,778 +5,753 +13%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$879K 46,562 +3,038 +7%
JPMorgan Chase & Co
9
JPMorgan Chase & Co
New York
$812K 43,077 +2,462 +6%
Stifel Financial
10
Stifel Financial
Missouri
$752K 39,860 -279 -0.7%
HFS
11
HL Financial Services
Kentucky
$636K 33,730 +1,400 +4%
AIM
12
Aspen Investment Management
Michigan
$471K 24,990
Deutsche Bank
13
Deutsche Bank
Germany
$415K 22,007 +5,399 +33%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$402K 21,328 +106 +0.5%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$349K 18,509 +18,509 New
PI
16
Placemark Investments
Illinois
$329K 17,460 +17,460 New
BAS
17
Brown Advisory Securities
Maryland
$202K 10,700 +10,700 New
NFG
18
Next Financial Group
Texas
$141K 7,500
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$47K 2,504
MFS
20
MSI Financial Services
Massachusetts
$47K 2,485 +115 +5%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$43K 2,300
DADC
22
D.A. Davidson & Co
Montana
$18K 1,000
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$18K 1,000 +1,000 New
Wells Fargo
24
Wells Fargo
California
$8K 430
Creative Planning
25
Creative Planning
Kansas
$5K 273