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First Trust Preferred Securities and Income ETF

397 hedge funds and large institutions have $3.15B invested in First Trust Preferred Securities and Income ETF in 2023 Q2 according to their latest regulatory filings, with 45 funds opening new positions, 138 increasing their positions, 162 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

268% more call options, than puts

Call options by funds: $125K | Put options by funds: $34K

16% more funds holding in top 10

Funds holding in top 10: 1922 (+3)

13% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 40

1.82% more ownership

Funds ownership: 57.67%59.49% (+1.8%)

1% more capital invested

Capital invested by funds: $3.1B → $3.15B (+$45.7M)

0% more funds holding

Funds holding: 397397 (0)

15% less repeat investments, than reductions

Existing positions increased: 138 | Existing positions reduced: 162

Holders
397
Holders Change
Holders Change %
0%
% of All Funds
6.23%
Holding in Top 10
22
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+15.79%
% of All Funds
0.35%
New
45
Increased
138
Reduced
162
Closed
40
Calls
$125K
Puts
$34K
Net Calls
+$91K
Net Calls Change
+$23K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$820M -$14.9M -939,852 -2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$322M +$13.9M +877,101 +5%
LPL Financial
3
LPL Financial
California
$173M +$16M +1,003,522 +10%
Wells Fargo
4
Wells Fargo
California
$169M -$2.78M -174,859 -2%
UBS Group
5
UBS Group
Switzerland
$156M +$1.04M +65,456 +0.7%
Bank of America
6
Bank of America
North Carolina
$109M +$1.63M +102,478 +2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$84.5M -$13.8M -866,631 -14%
Jane Street
8
Jane Street
New York
$65M +$39M +2,452,541 +152%
PNC
9
Park National Corp
Ohio
$61.9M -$1.13M -71,335 -2%
Osaic Holdings
10
Osaic Holdings
Arizona
$47.8M -$1.82M -114,582 -4%
RJA
11
Raymond James & Associates
Florida
$47.6M -$726K -45,690 -2%
Stifel Financial
12
Stifel Financial
Missouri
$38M +$48.4K +3,045 +0.1%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$32.6M -$300K -18,860 -0.9%
CTB
14
Country Trust Bank
Illinois
$29.7M +$996K +62,683 +3%
KAS
15
Kestra Advisory Services
Texas
$27.8M -$378K -23,777 -1%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$26.3M -$4.75M -299,103 -15%
State of Tennessee, Department of Treasury
17
State of Tennessee, Department of Treasury
Tennessee
$24.3M -$30.7M -1,932,604 -56%
BFG
18
Berger Financial Group
Minnesota
$24.3M +$393K +24,735 +2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$21.3M -$1.19M -74,978 -5%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$20.8M +$375K +23,574 +2%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$20.8M +$1.88M +118,411 +10%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$19.3M +$19.2M +1,205,618 New
MFG
23
Magnus Financial Group
New York
$19M +$558K +35,125 +3%
AAP
24
Arax Advisory Partners
Colorado
$18.3M +$802K +50,480 +5%
MMA
25
Miracle Mile Advisors
California
$18M -$10.7M -673,089 -37%

FPE Hedge Fund Activity: Q2 2023 in Review

397 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q2 2023, worth a combined $3.15B — up 1.5% from $3.1B a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new FPE positions and 40 closed out — a net gain of 5 holders — while 138 added to existing stakes and 162 trimmed.

The largest buyer was Jane Street, adding an estimated $39M. The largest seller was State of Tennessee, Department of Treasury, cutting an estimated $30.7M.

  • 397 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q2 2023, unchanged from Q1 2023.
  • Funds reported $3.15B of First Trust Preferred Securities and Income ETF stock for Q2 2023, up 1.5% quarter-over-quarter.
  • 45 funds opened new First Trust Preferred Securities and Income ETF positions in Q2 2023 and 40 closed out, a net change of +5 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q2 2023 was Jane Street, an estimated $39M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q2 2023 was State of Tennessee, Department of Treasury, an estimated $30.7M sold.

Based on aggregated 13F filings for Q2 2023.