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First Trust Preferred Securities and Income ETF

18 hedge funds and large institutions have $20.3M invested in First Trust Preferred Securities and Income ETF in 2013 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

2.48% less ownership

Funds ownership: 40.17%37.69% (-2.5%)

10% less funds holding

Funds holding: 2018 (-2)

23% less capital invested

Capital invested by funds: $26.5M → $20.3M (-$6.17M)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
18
Holders Change
-2
Holders Change %
-10%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
7
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change

FPE Hedge Fund Activity: Q4 2013 in Review

18 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q4 2013, worth a combined $20.3M — down 23% from $26.5M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of FPE and 1 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 7 added.

The largest buyer was UBS, adding an estimated $451K. The largest seller was Morgan Stanley, cutting an estimated $4.68M.

  • 18 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q4 2013, down from 20 in Q3 2013.
  • Funds reported $20.3M of First Trust Preferred Securities and Income ETF stock for Q4 2013, down 23% quarter-over-quarter.
  • 1 fund opened new First Trust Preferred Securities and Income ETF positions in Q4 2013 and 2 closed out, a net change of -1 holder.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q4 2013 was UBS, an estimated $451K added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q4 2013 was Morgan Stanley, an estimated $4.68M sold.

Based on aggregated 13F filings for Q4 2013.